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Shadow Theory

Source–Readout Non-Equivalence: Descent and Equivariant Reconstruction Obstructions

Realization states, physical equivalence, and readout

Jeremy RodgersSection 3 of 15Original PDF ↗Publication DOI ↗

Realization states, physical equivalence, and readout

The realization space and its reduction

Let Ω\Omega be a set of admissible realization states. Depending on the application, an element of Ω\Omega may be a microscopic configuration, a field configuration, a geometric structure, a solution together with boundary data, or a complete realization package specified by the theory in question. Nothing below depends on which of these it is; what matters is that the theory has committed to Ω\Omega as its description of what there is.

A theory does not, however, treat every distinction available in its own description as a physical distinction. Let ≃phys\simeq_{\mathrm{phys}} be the equivalence relation on Ω\Omega generated by all transformations that the theory declares physically redundant. Typically this includes gauge transformations and coordinate changes, in the cases where such transformations alter only the representation of a state and not the state itself. The declaration is part of the theory’s content, not a mathematical consequence of it; the mathematics below takes it as given.

Definition 2.1 (Reduced source space).

The reduced source space is the quotient S:=Ω/ ⁣≃phys,q ⁣:Ω⟶S,(1) S:=\Omega/\!\simeq_{\mathrm{phys}}, \qquad q\colon\Omega\longrightarrow S,\tag{1} with qq the canonical projection sending a realization state to its physical-equivalence class.

The passage from Ω\Omega to SS is not a technical convenience; it is the step that makes the rest of the paper meaningful. A difference between two elements of Ω\Omega that is removed by ≃phys\simeq_{\mathrm{phys}} is, by the theory’s own declaration, not a difference in the world. If a readout map forgets such a difference, it has forgotten a redundancy, not a physical structure, and no obstruction worth the name has been exhibited. Every claim of lost source structure made below is therefore a claim about SS, never about Ω\Omega.

The readout and its induced map

Let Π ⁣:Ω⟶T(2) \Pi\colon\Omega\longrightarrow T\tag{2} be the readout map, whose values are the data the theory treats as public. Throughout we adopt the convention T=ImΠ,(3) T=\mathop{\mathrm{Im}}\Pi,\tag{3} so that Π\Pi is surjective onto its codomain. This is a normalization, not an assumption: readout values that no realization state produces play no role, and retaining them would only clutter statements about fibers with vacuous cases.

We assume the readout is physically invariant, that is, invariant under physical equivalence: ω≃physω′⟹Π(ω)=Π(ω′).(4) \omega\simeq_{\mathrm{phys}}\omega' \quad\Longrightarrow\quad \Pi(\omega)=\Pi(\omega').\tag{4} This is the minimal coherence requirement on a readout: if two descriptions describe the same physical situation, they must yield the same public data. A map violating (4) would let one read off gauge-dependent information, which the theory has declared meaningless.

By the universal property of the quotient (1), condition (4) yields a unique map p ⁣:S⟶T,Π=p∘q,(5) p\colon S\longrightarrow T, \qquad \Pi=p\circ q,\tag{5} and pp is surjective because Π\Pi is. From this point onward, all source–readout comparisons are made between SS and TT by means of pp. Gauge and coordinate redundancy have been removed before any question of non-equivalence is raised.

Definition 2.2 (Reduced fibers and readout equivalence).

For t∈Tt\in T, the reduced source fiber over tt is Ft:=p−1(t)⊆S.(6) F_{t}:=p^{-1}(t)\subseteq S .\tag{6} Readout equivalence on SS is the relation s∼ps′⟺p(s)=p(s′).(7) s\sim_{p}s' \quad\Longleftrightarrow\quad p(s)=p(s').\tag{7}

By (3) every fiber FtF_{t} is nonempty, and the fibers partition SS into precisely the ∼p\sim_{p}-classes.

It is worth fixing the vocabulary that the rest of the paper will keep separate. Equality in Ω\Omega is identity of descriptions. Physical equivalence ≃phys\simeq_{\mathrm{phys}} is the theory’s declared redundancy. Readout equivalence ∼p\sim_{p} is indistinguishability by public data. These are three different relations, and they are related by inclusion in one direction only: equality refines ≃phys\simeq_{\mathrm{phys}}, and ≃phys\simeq_{\mathrm{phys}} (transported to SS as equality) refines ∼p\sim_{p}. The content of this paper lies in the second refinement being strict, and in what that strictness does and does not entail.

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