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Shadow Theory

Source–Readout Non-Equivalence: Descent and Equivariant Reconstruction Obstructions

Invariant ensembles versus deterministic selection

Jeremy RodgersSection 9 of 15Original PDF ↗Publication DOI ↗

Invariant ensembles versus deterministic selection

The obstruction of Example 7.3 is an obstruction to equivariant deterministic selection. Weakening the demand from a point of the fiber to a probability distribution over the fiber removes it, and it is important to see both that this is so and that it does not amount to reconstruction. Making this precise requires typing the weakened object correctly: it is not a section of pp, because its values do not lie in SS.

Fiber-supported probability kernels

The only application in this paper is the finite model of Section 7, and the construction is stated accordingly: everything below is discrete, and no measure-theoretic apparatus is required or invoked.

For a set XX, let Pfin(X)\mathcal{P}_{\mathrm{fin}}(X) denote the set of finitely supported probability distributions on XX: functions ν ⁣:X→[0,1]\nu\colon X\to[0,1] that vanish outside a finite subset and satisfy ∑x∈Xν(x)=1\sum_{x\in X}\nu(x)=1, the sum having only finitely many nonzero terms. For ν∈Pfin(X)\nu\in\mathcal{P}_{\mathrm{fin}}(X) define the algebraic support supp⁡(ν):={ x∈X:ν(x)>0 },(34) \operatorname{supp}(\nu):=\{\,x\in X:\nu(x)>0\,\},\tag{34} a finite set. For x∈Xx\in X write δx∈Pfin(X)\delta_{x}\in\mathcal{P}_{\mathrm{fin}}(X) for the point distribution, δx(x)=1\delta_{x}(x)=1 and δx(y)=0\delta_{x}(y)=0 for y≠xy\neq x. For a map f ⁣:X→Yf\colon X\to Y the discrete pushforward f∗ν∈Pfin(Y)f_{\ast}\nu\in\mathcal{P}_{\mathrm{fin}}(Y) is (f∗ν)(y):=∑x∈f−1(y)ν(x),(35) (f_{\ast}\nu)(y):=\sum_{x\in f^{-1}(y)}\nu(x),\tag{35} a finite sum, since only the finitely many points of supp⁡(ν)\operatorname{supp}(\nu) contribute. Note f∗δx=δf(x)f_{\ast}\delta_{x}=\delta_{f(x)}.

Definition 8.1 (Probability-valued lift).

A probability-valued lift of p ⁣:S→Tp\colon S\to T, equivalently a fiber-supported probability kernel, is a map μ ⁣:T⟶Pfin(S),t⟼μt,(36) \mu\colon T\longrightarrow\mathcal{P}_{\mathrm{fin}}(S), \qquad t\longmapsto\mu_{t},\tag{36} such that each μt\mu_{t} is supported on the fiber over tt: supp⁡(μt)⊆Ft,equivalentlyp∗μt=δt(t∈T).(37) \operatorname{supp}(\mu_{t})\subseteq F_{t}, \qquad\text{equivalently}\qquad p_{\ast}\mu_{t}=\delta_{t} \qquad (t\in T).\tag{37} If a group GG acts on SS and TT with pp equivariant, the lift μ\mu is equivariant when g∗μt=μg⋅tfor all g∈G, t∈T.(38) g_{\ast}\mu_{t}=\mu_{g\cdot t} \qquad\text{for all }g\in G,\ t\in T.\tag{38}

The two formulations of (37) agree, by (35) applied to pp. Indeed (p∗μt)(t′)=∑s∈Ft′μt(s)(p_{\ast}\mu_{t})(t')=\sum_{s\in F_{t'}}\mu_{t}(s), so p∗μt=δtp_{\ast}\mu_{t}=\delta_{t} holds precisely when this sum is 11 for t′=tt'=t and 00 for every t′≠tt'\neq t; since the fibers partition SS and μt≥0\mu_{t}\geq 0, that is precisely the condition that μt\mu_{t} vanish off FtF_{t}, i.e. supp⁡(μt)⊆Ft\operatorname{supp}(\mu_{t})\subseteq F_{t}.

The relationship to sections is exactly this: a section σ\sigma of pp induces the probability-valued lift t↦δσ(t)t\mapsto\delta_{\sigma(t)}, which satisfies (37) because σ(t)∈Ft\sigma(t)\in F_{t}, and which is equivariant in the sense of (38) precisely when σ\sigma is equivariant in the sense of (21), since g∗δx=δg⋅xg_{\ast}\delta_{x}=\delta_{g\cdot x}. The deterministic selectors thus embed among the probability-valued lifts as exactly the point-distribution-valued ones. A probability-valued lift is emphatically not a map T→ST\to S, and calling it a section would misdescribe its type; the question below is whether the larger class contains an equivariant member when the point-distribution-valued subclass does not.

The finite model

Proposition 8.2 (An equivariant probability-valued lift exists).

In the model of Section 7, for each n∈Tn\in T let μn∈Pfin(S)\mu_{n}\in\mathcal{P}_{\mathrm{fin}}(S) be the uniform distribution on the finite fiber FnF_{n}: μn(s)=1∣Fn∣  (s∈Fn),μn(s)=0  (s∈S∖Fn).(39) \mu_{n}(s)=\frac{1}{|F_{n}|}\ \ (s\in F_{n}), \qquad \mu_{n}(s)=0\ \ (s\in S\setminus F_{n}).\tag{39} This lies in Pfin(S)\mathcal{P}_{\mathrm{fin}}(S) because FnF_{n} is finite, by Proposition 7.1. Then n↦μnn\mapsto\mu_{n} is a fiber-supported probability kernel in the sense of Definition 8.1, each μn\mu_{n} is invariant under the stabilizer Gn=SNG_{n}=S_{N}, and the kernel is SNS_{N}-equivariant. Hence an equivariant probability-valued lift of pp exists even though, by (33), no equivariant deterministic section exists.

Proof. Fiber support. By construction μn\mu_{n} vanishes off FnF_{n}, so supp⁡(μn)⊆Fn\operatorname{supp}(\mu_{n})\subseteq F_{n}, and by the equivalence noted after Definition 8.1 this is (37), i.e. p∗μn=δnp_{\ast}\mu_{n}=\delta_{n}.

Stabilizer invariance. By (18) and the triviality of the SNS_{N}-action on TT, each g∈SNg\in S_{N} maps FnF_{n} bijectively onto Fg⋅n=FnF_{g\cdot n}=F_{n}. Writing gg also for the induced bijection s↦g⋅ss\mapsto g\cdot s of SS, the discrete pushforward (35) along a bijection is (g∗μn)(s)=μn(g−1⋅s)(g_{\ast}\mu_{n})(s)=\mu_{n}(g^{-1}\cdot s), since g−1(s)g^{-1}(s) is the single point g−1⋅sg^{-1}\cdot s. Hence for s∈Fns\in F_{n} we have g−1⋅s∈Fng^{-1}\cdot s\in F_{n} and (g∗μn)(s)=μn(g−1⋅s)=1∣Fn∣=μn(s),(g_{\ast}\mu_{n})(s)=\mu_{n}(g^{-1}\cdot s)=\frac{1}{|F_{n}|}=\mu_{n}(s), while for s∉Fns\notin F_{n} both sides vanish, because g−1⋅s∉Fng^{-1}\cdot s\notin F_{n}. Thus g∗μn=μng_{\ast}\mu_{n}=\mu_{n} for every g∈SNg\in S_{N}: each μn\mu_{n} is GnG_{n}-invariant.

Equivariance. Condition (38) requires g∗μn=μg⋅ng_{\ast}\mu_{n}=\mu_{g\cdot n}. The left side equals μn\mu_{n} by the invariance just proved, and the right side equals μn\mu_{n} because SNS_{N} acts trivially on TT, so g⋅n=ng\cdot n=n. The two sides agree.

The nonexistence of an equivariant deterministic section is (33), established in Example 7.3. ◻

An ensemble is not a realized state

The contrast is precise, and it locates the obstruction correctly. Symmetry is capable of determining a distinguished ensemble over a fiber: here the uniform distribution is in fact the unique SNS_{N}-invariant element of Pfin(S)\mathcal{P}_{\mathrm{fin}}(S) supported on FnF_{n}, since invariance under a transitive action forces equal weights on all points of the fiber. What symmetry cannot do is single out a point. The reason is visible in the proof: the object that survives the group action is precisely the object that has forgotten which element of the fiber it is concentrated on.

Consequently an equivariant probability-valued lift is not a reconstruction of the realized source state, and the existence of the former is no evidence for the availability of the latter. In any given realization one specific assignment s∈Fns\in F_{n} obtains , one specific marked carrier is the one sitting alone in cell 11 , and μn\mu_{n} assigns that assignment probability 1/∣Fn∣1/|F_{n}|, exactly the same weight it assigns to every other element of the fiber. The kernel μ\mu is a correct, symmetry-compatible description of the readout-conditional uncertainty about ss; it is not, and does not become, a determination of ss. Nothing in μn\mu_{n} distinguishes the realized state from the ∣Fn∣−1|F_{n}|-1 states that were not realized.

The general moral is that weakening the target of reconstruction weakens the conclusion by exactly as much. A statistical reconstruction and an exact realization reconstruction are different mathematical tasks with different success conditions, and success at the first is silent about the second.

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