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Shadow Theory

Sharp Curvature and Complete Dynamical Stability

Stationary memory elimination yields the endpoint; the mobility–inertia theorem returns all amplitude and memory directions.

3. Stationary reduction and endpoint uniqueness

3.1 Exact memory elimination and curvature

At fixed zz the tilt is strictly convex in each memory:

(Fmm)ee=κ+12eme∣beTz∣2≥κ.(10)(F_{mm})_{ee}=\kappa+\tfrac12 e^{m_e}|b_e^Tz|^2\ge\kappa.\tag{10}

Its minimizing value is me=−sem_e=-s_e, with

seese=∣beTz∣22κ,se=W0 ⁣(∣beTz∣22κ)≥0.(11)s_ee^{s_e}=\frac{|b_e^Tz|^2}{2\kappa},\qquad s_e=W_0\!\left(\frac{|b_e^Tz|^2}{2\kappa}\right)\ge0.\tag{11}

Only the real nonnegative principal Lambert branch is used (Corless et al., 1996). Substitution gives

Veff(z)=μ2∥z∥2+∑eκ(se+12se2)−Re⁡(ℓ∗z).(12)V_{\rm eff}(z)=\tfrac\mu2\lVert z\rVert^2+\sum_e\kappa(s_e+\tfrac12s_e^2)-\operatorname{Re}(\ell^*z).\tag{12}

Critical points lift bijectively by (11) to complete stationary points. The elimination is stationary. The evolution of memory away from stationarity remains in the source.

For the edge coordinate d=beTz∈R2d=b_e^Tz\in\mathbb R^2 the gradient is wdwd, with w=e−sw=e^{-s}. The tangential curvature is ww, and the radial curvature follows by ds/d∣d∣=2s/[(1+s)∣d∣]ds/d|d|=2s/[(1+s)|d|], extended continuously to d=0d=0:

w1−s1+s=−Q(s),Q(s)=e−ss−1s+1.(13)w\frac{1-s}{1+s}=-Q(s),\qquad Q(s)=e^{-s}\frac{s-1}{s+1}.\tag{13} Q′(s)=e−s3−s2(1+s)2,χ=max⁡s≥0Q(s)=(2−3)e−3.(14)Q'(s)=e^{-s}\frac{3-s^2}{(1+s)^2},\qquad \chi=\max_{s\ge0}Q(s)=(2-\sqrt3)e^{-\sqrt3}.\tag{14}

The unique maximizer is 3\sqrt3. In real amplitude coordinates,

∇2Veff≥μI−χLR,LR=diag⁡(L,L).(15)\nabla^2V_{\rm eff}\ge\mu I-\chi L_R,\qquad L_R=\operatorname{diag}(L,L).\tag{15}

Theorem 3.1 (Closed sufficient uniqueness condition). For a finite real incidence network and positive κ,γ,α,η\kappa,\gamma,\alpha,\eta, if

μ≥χ∥L∥,μ>0,(16)\mu\ge\chi\lVert L\rVert,\qquad\mu>0,\tag{16}

then every constant complex input gives one globally asymptotically stable complete equilibrium. At equality VeffV_{\rm eff} is strictly convex and coercive; uniform strong convexity and a general positive exponential rate do not follow.

Proof. Strict inequality gives strong convexity by (15). At equality, with L≠0L\ne0, restrict to any nonconstant line z(t)=z0+tξz(t)=z_0+t\xi. Set de(t)=beTz(t)d_e(t)=b_e^Tz(t), δe=beTξ\delta_e=b_e^T\xi and let ϕe\phi_e be the corresponding edge potential. Its line second derivative is

μ∥ξ∥2−χ∑e∣beTξ∣2+∑e(d2ϕe(de(t))[δe,δe]+χ∣δe∣2).(17)\mu\lVert\xi\rVert^2-\chi\sum_e|b_e^T\xi|^2+ \sum_e\bigl(d^2\phi_e(d_e(t))[\delta_e,\delta_e]+\chi|\delta_e|^2\bigr).\tag{17}

The first group and every edge remainder are nonnegative. If the first group vanishes, some δe≠0\delta_e\ne0 because μ>0\mu>0 and ξ≠0\xi\ne0. Its remainder vanishes only at se=3s_e=\sqrt3 with a radial δe\delta_e. The former requires

∣de(0)+tδe∣2=2κ3e3.(18)|d_e(0)+t\delta_e|^2=2\kappa\sqrt3 e^{\sqrt3}.\tag{18}

This nonconstant quadratic equality holds at most twice. The line derivative is strictly increasing on every interval, which proves strict convexity. If L=0L=0, the positive amplitude quadratic suffices. Bound (9) remains coercive after minimizing in mm. The unique critical point is the strict global minimum of VeffV_{\rm eff}; it lifts to the unique strict global minimum of VV because the minimizing memory is unique. Proposition 2.1 supplies attraction. Compact sublevels and positive definiteness of V−V∗V-V_* supply Lyapunov stability. □\square

The path endpoint below can have a zero Hessian direction. Failure of (16) does not determine uniqueness at a specified input. For example, f=0f=0 gives only (0,0)(0,0) for any μ>0\mu>0.

4. Full stability from stationary curvature

4.1 Return the eliminated memory

At a stationary point in coordinates (q,m)(q,m), the complete Hessian is

H=(KRBBTHm),B:e=emediag⁡(Be,Be)q,Hm=diag⁡e(κ+12eme∣beTz∣2).(19)H=\begin{pmatrix}K_R&B\\B^T&H_m\end{pmatrix},\quad B_{:e}=e^{m_e}\operatorname{diag}(B_e,B_e)q,\quad H_m=\operatorname{diag}_e(\kappa+\tfrac12 e^{m_e}|b_e^Tz|^2).\tag{19} S=KR−BHm−1BT=∇2Veff.(20)S=K_R-BH_m^{-1}B^T=\nabla^2V_{\rm eff}.\tag{20} (ξ,ν)TH(ξ,ν)=ξTSξ+(ν+Hm−1BTξ)THm(ν+Hm−1BTξ).(21)(\xi,\nu)^TH(\xi,\nu)=\xi^TS\xi+ (\nu+H_m^{-1}B^T\xi)^TH_m(\nu+H_m^{-1}B^T\xi).\tag{21}

Thus HH has the negative and zero counts of SS plus pp additional positive directions. Positivity of the clamped KK alone cannot classify the complete system.

Lemma 4.1 (Mobility–inertia correspondence). For real symmetric HH and real DD with Sym⁡D>0\operatorname{Sym}D>0, the open right- and left-half-plane counts of A=−DHA=-DH equal the negative and positive inertia of HH, with algebraic multiplicities over C\mathbb C. Zero is semisimple of multiplicity dim⁡ker⁡H\dim\ker H. No nonzero imaginary eigenvalue exists.

Proof. DD is invertible and

Sym⁡(D−1)=D−T(Sym⁡D)D−1>0.(22)\operatorname{Sym}(D^{-1})=D^{-T}(\operatorname{Sym}D)D^{-1}>0.\tag{22}

If Av=iωvAv=i\omega v, v≠0v\ne0, ω∈R∖{0}\omega\in\mathbb R\setminus\{0\}, then Hv≠0Hv\ne0 and

(Hv)∗D(Hv)=−iωv∗Hv.(23)(Hv)^*D(Hv)=-i\omega v^*Hv.\tag{23}

The left has strictly positive real part and the right has zero real part, since HH is Hermitian. Also ker⁡A=ker⁡H\ker A=\ker H. A zero Jordan chain Aw=v0≠0Aw=v_0\ne0 with Hv0=0Hv_0=0 would require

0=v0∗Hw=−v0∗D−1v0,(24)0=v_0^*Hw=-v_0^*D^{-1}v_0,\tag{24}

contradicting (22). Now homotope Dt=(1−t)I+tDD_t=(1-t)I+tD for 0≤t≤10\le t\le1. The symmetric part remains positive. The imaginary axis is excluded apart from zero, whose fixed algebraic multiplicity prevents any additional eigenvalue reaching it. Continuity of characteristic roots preserves both open-half-plane counts from −H-H at t=0t=0. □\square

For (4), the full linearization is −DH-DH. Positive H∗H_* gives a Hurwitz Jacobian and local nonlinear exponential stability. With σ=min⁡(γ,η)\sigma=\min(\gamma,\eta), h∗=λmin⁡(H∗)h_*=\lambda_{\min}(H_*) and E=vTH∗v/2E=v^TH_*v/2 for the perturbation vv,

E˙≤−2σh∗E+O(E3/2).(25)\dot E\le-2\sigma h_*E+O(E^{3/2}).\tag{25}

For every 0<r<σh∗0<r<\sigma h_* a sufficiently small sublevel is invariant, with ∥v(t)∥H∗≤e−rt∥v(0)∥H∗\lVert v(t)\rVert_{H_*}\le e^{-rt}\lVert v(0)\rVert_{H_*}. The linear estimate has rate σh∗\sigma h_*. No positive global curvature bound is needed.

4.2 Varying mobility at fixed state

With HH fixed, changes in mobilities preserving Sym⁡D>0\operatorname{Sym}D>0 can affect transient behavior, eigenvalues and rates without changing the index, stabilizing a negative Hessian direction, or crossing through Hopf. Holding the stationary state fixed as cc changes requires f=cℓf=c\ell with fixed ℓ\ell. Holding physical ff fixed instead changes ℓ=f/c\ell=f/c and generally the equilibrium and HH.

Published source: Sharp Uniqueness and Bistability in Driven Adaptive Spectral Carriers. Read the original PDF alongside the web treatment.