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Shadow Theory

Bulk-to-Brane Projection, Dynamical Nonclosure, and Observable Residues in Randall–Sundrum Gravity

Exact tree-level bulk elimination in the linear weak-field sector

Jeremy RodgersSection 7 of 18Original PDF ↗Publication DOI ↗

Exact tree-level bulk elimination in the linear weak-field sector

The homogeneous sector evaluates the nonlinear local response but hides the spectral structure of the eliminated bulk gravitons. That structure is explicit at linear order [1, 6, 7].

Bulk perturbation equation, brane bending, and the boundary condition

In Randall–Sundrum gauge, a TT perturbation of the background (11) obeys [e2∣y∣/ℓ □4+∂y2−4ℓ2+4ℓ δ(y)]hμνTT=−2κ52 ΣμνTT δ(y).(51) \Bigl[ e^{2|y|/\ell}\,\Box_4 +\partial_y^2-\frac{4}{\ell^2} +\frac{4}{\ell}\,\delta(y) \Bigr]h^{\mathrm{TT}}_{\mu\nu} =-2\kappa_5^2\,\Sigma^{\mathrm{TT}}_{\mu\nu}\,\delta(y).\tag{51} The source Σμν\Sigma_{\mu\nu} contains the brane stress tensor and the brane-bending contribution required by the junction condition. In the Garriga–Tanaka convention [6],   Σμν=Tμν−13ημνT+2κ52 ∂μ∂νξ^5,□4ξ^5=κ526 T.  (52) \boxed{\; \Sigma_{\mu\nu} =T_{\mu\nu}-\tfrac13\eta_{\mu\nu}T +\frac{2}{\kappa_5^2}\,\partial_\mu\partial_\nu\hat\xi^5, \qquad \Box_4\hat\xi^5=\frac{\kappa_5^2}{6}\,T . \;}\tag{52} The bending equation makes Σμμ=0\Sigma^\mu{}_\mu=0: indeed ημνΣμν=T−43T+2κ52□4ξ^5=−13T+13T=0\eta^{\mu\nu}\Sigma_{\mu\nu} =T-\tfrac43T+\tfrac{2}{\kappa_5^2}\Box_4\hat\xi^5 =-\tfrac13T+\tfrac13T=0. Together with ∂μTμν=0\partial^\mu T_{\mu\nu}=0 it also gives ∂μΣμν=0\partial^\mu\Sigma_{\mu\nu}=0, as RS gauge requires.

Brane bending is not an optional refinement. It is the statement that the brane, being a dynamical surface, is displaced from y=0y=0 in RS gauge by the presence of matter; restoring the Gaussian-normal frame adapted to the physical brane produces, up to a tangential gauge transformation, hˉμν=hμν+ℓ ∂μ∂νξ^5+2ℓ ημνξ^5−∂(μξ^ν).(53) \bar h_{\mu\nu} =h_{\mu\nu} +\ell\,\partial_\mu\partial_\nu\hat\xi^5 +\frac{2}{\ell}\,\eta_{\mu\nu}\hat\xi^5 -\partial_{(\mu}\hat\xi_{\nu)} .\tag{53} Decomposing hμν=hμν(m)+hμν(ξ)h_{\mu\nu}=h^{(m)}_{\mu\nu}+h^{(\xi)}_{\mu\nu} into the part sourced by Tμν−13ημνTT_{\mu\nu}-\tfrac13\eta_{\mu\nu}T and the part sourced by the bending term, and choosing the tangential gauge to cancel the pure gradient pieces, the brane value reduces to   hˉμν=hμν(m)+2ℓ ημν ξ^5.  (54) \boxed{\; \bar h_{\mu\nu} =h^{(m)}_{\mu\nu} +\frac{2}{\ell}\,\eta_{\mu\nu}\,\hat\xi^5 . \;}\tag{54} This single term converts the apparent 13\tfrac13 trace coefficient of the RS-gauge source into the four-dimensional massless 12\tfrac12 coefficient in the zero-mode response , as Section 6.3 makes explicit. Omitting brane bending, or using the wrong trace coefficient, produces a graviton that is not the four-dimensional graviton and gives the wrong light-bending prediction.

The retarded Green function imposes causal response; regularity, i.e. absence of incoming radiation from the AdS horizon, selects the forced solution. If arbitrary incoming bulk radiation is admitted, a homogeneous solution must be added; that homogeneous term is exactly the initial-state contribution associated with the same-readout fiber of Section 3. The two constructions are the same physics seen twice.

Brane-to-brane propagator: zero mode and KK continuum

The brane-to-brane retarded Green function of (51) has the spectral resolution   GR(p;0,0)=GR(0)(p)+GR(KK)(p),GR(0)(p)=−1ℓ 1−(ω+i0+)2+k2,GR(KK)(p)=−∫0∞dm um(0)2m2−(ω+i0+)2+k2.  (55) \boxed{\; \begin{aligned} G_R(p;0,0) &=G_R^{(0)}(p)+G_R^{(\mathrm{KK})}(p),\\ G_R^{(0)}(p) &=-\frac{1}{\ell}\, \frac{1}{-(\omega+i0^+)^2+\mathbf k^2},\\ G_R^{(\mathrm{KK})}(p) &=-\int_0^\infty dm\, \frac{u_m(0)^2}{m^2-(\omega+i0^+)^2+\mathbf k^2} . \end{aligned} \;}\tag{55} The normalized continuum modes of the transverse operator are Bessel combinations, and their brane value gives the spectral weight   um(0)2=2π2mℓ[J12(mℓ)+Y12(mℓ)].  (56) \boxed{\; u_m(0)^2 =\frac{2}{\pi^2 m\ell\bigl[J_1^2(m\ell)+Y_1^2(m\ell)\bigr]} . \;}\tag{56} Using the small-argument behavior J1(x)≃x/2J_1(x)\simeq x/2 and Y1(x)≃−2/(πx)Y_1(x)\simeq-2/(\pi x), one has J12+Y12≃4/(π2x2)J_1^2+Y_1^2\simeq 4/(\pi^2x^2), hence um(0)2=mℓ2+O((mℓ)3log⁡(mℓ)),mℓ≪1.(57) u_m(0)^2 =\frac{m\ell}{2} +O\bigl((m\ell)^3\log(m\ell)\bigr), \qquad m\ell\ll1 .\tag{57}

Two structural facts follow. The first term in (55) is the normalizable four-dimensional graviton zero mode: an isolated massless pole. The second is a continuum of physical KK modes with nonnegative spectral density um(0)2≥0u_m(0)^2\ge0, producing a branch cut beginning at threshold m=0m=0.

Remark 6.1 (What the branch cut does and does not exclude).

A finite-dimensional classical linear system, or a finite set of free fields with a finite-order quadratic action evaluated at tree level, has only a finite rational pole structure and cannot reproduce (55)–(56) exactly. It does not follow that every four-dimensional theory is excluded. An interacting four-dimensional field theory, a nonlocal theory, an infinite tower, a continuum of fields, or a conformal sector reproduces a branch cut without difficulty , multiparticle thresholds generically produce cuts. See Sections 10 and 15, item 8.

Tensor projectors and the response operator

At linear order the bulk gravitational action is quadratic. Integration over bulk modes is therefore Gaussian, and the resulting Schur complement is exact at tree level. We first retain the tensor structure that distinguishes the massless graviton from the massive continuum.

For four-momentum pp, define the transverse tensor θμν=ημν−pμpνp2+i0+,(58) \theta_{\mu\nu} =\eta_{\mu\nu}-\frac{p_\mu p_\nu}{p^2+i0^+},\tag{58} and the Barnes–Rivers spin projectors on symmetric tensors [20], Pμνρσ(2)=12(θμρθνσ+θμσθνρ)−13θμνθρσ,Pμνρσ(0)=13θμνθρσ.(59) \begin{aligned} P^{(2)}_{\mu\nu\rho\sigma} &=\tfrac12\bigl(\theta_{\mu\rho}\theta_{\nu\sigma} +\theta_{\mu\sigma}\theta_{\nu\rho}\bigr) -\tfrac13\theta_{\mu\nu}\theta_{\rho\sigma},\\ P^{(0)}_{\mu\nu\rho\sigma} &=\tfrac13\theta_{\mu\nu}\theta_{\rho\sigma}. \end{aligned}\tag{59} (The 13\tfrac13 is 1/(D−1)1/(D-1) with D=4D=4, appropriate to the three-dimensional transverse subspace.)

Lemma 6.2 (Trace coefficients).

For a conserved source, pμTμν=0p^\mu T_{\mu\nu}=0, so θμνTμν=T\theta_{\mu\nu}T^{\mu\nu}=T and (P(2)T)μν=Tμν−13θμνT,(P(0)T)μν=13θμνT.(60) \bigl(P^{(2)}T\bigr)_{\mu\nu}=T_{\mu\nu}-\tfrac13\theta_{\mu\nu}T, \qquad \bigl(P^{(0)}T\bigr)_{\mu\nu}=\tfrac13\theta_{\mu\nu}T .\tag{60} Consequently (P(2)−12P(0))T=Tμν−12θμνT,(61) \Bigl(P^{(2)}-\tfrac12P^{(0)}\Bigr)T =T_{\mu\nu}-\tfrac12\theta_{\mu\nu}T ,\tag{61} which is the massless four-dimensional graviton structure, while a massive spin-two exchange gives P(2)T=Tμν−13θμνTP^{(2)}T=T_{\mu\nu} -\tfrac13\theta_{\mu\nu}T, the van Dam–Veltman–Zakharov structure.

Proof. Contract (59) with TρσT^{\rho\sigma} using θμρTρσθσν=Tμν\theta_{\mu\rho}T^{\rho\sigma}\theta_{\sigma\nu}=T_{\mu\nu} for a conserved source, and θρσTρσ=T\theta_{\rho\sigma}T^{\rho\sigma}=T. Then P(2)T=Tμν−13θμνTP^{(2)}T=T_{\mu\nu}-\tfrac13\theta_{\mu\nu}T and P(0)T=13θμνTP^{(0)}T=\tfrac13\theta_{\mu\nu}T. Subtracting half the latter, Tμν−13θμνT−16θμνT=Tμν−12θμνTT_{\mu\nu}-\tfrac13\theta_{\mu\nu}T-\tfrac16\theta_{\mu\nu}T =T_{\mu\nu}-\tfrac12\theta_{\mu\nu}T. ◻

The brane-bending field of Section 6.1 is precisely what converts the scalar coefficient of the massless part from 13\tfrac13 to 12\tfrac12: the term 2ℓημνξ^5\tfrac{2}{\ell}\eta_{\mu\nu}\hat\xi^5 in (54) supplies a trace piece proportional to □4−1T\Box_4^{-1}T, i.e. −16θμνT-\tfrac16\theta_{\mu\nu}T times the zero-mode propagator. Consequently the complete gauge-invariant response to a conserved brane source, modulo longitudinal pure-gauge terms, is   hˉμν(p)=−RR μνρσ(p) Tρσ(p),  (62) \boxed{\; \bar h_{\mu\nu}(p) =-\mathbb R_{R\,\mu\nu}{}^{\rho\sigma}(p)\,T_{\rho\sigma}(p), \;}\tag{62} with   RR(p)=2κ52[GR(0)(p)(P(2)−12P(0))+GR(KK)(p) P(2)].  (63) \boxed{\; \mathbb R_R(p) =2\kappa_5^2\Bigl[ G_R^{(0)}(p)\Bigl(P^{(2)}-\tfrac12P^{(0)}\Bigr) +G_R^{(\mathrm{KK})}(p)\,P^{(2)} \Bigr]. \;}\tag{63} Equation (63) fixes both the normalization and the relative tensor coefficients. It is equivalent to the RS-gauge source equation (51) together with the bending equation (52) and the transformation (54). It displays directly why the zero mode carries the four-dimensional massless trace coefficient while the KK continuum carries the massive spin-two coefficient , the physical content of the fact that RS2 has no vDVZ discontinuity in the observable weak-field limit.

Causal influence functional

The same result follows from a causal influence functional, which is the formulation that makes the initial-state dependence explicit [12]. Causality requires the closed-time-path fields to remain doubled. Set hc=12(h++h−),hΔ=h+−h−.(64) h_c=\tfrac12(h_++h_-), \qquad h_\Delta=h_+-h_- .\tag{64} On the physical conserved-source subspace let KR=RR−1\mathbb K_R=\mathbb R_R^{-1}. For equal physical sources on the two contour branches, the quadratic closed-time-path functional is   ΓCTP(2)[hc,hΔ;T]=12⟨hΔ,KRhc⟩+12⟨hΔ,T⟩+i2⟨hΔ,NhΔ⟩,  (65) \boxed{\; \Gamma^{(2)}_{\mathrm{CTP}}[h_c,h_\Delta;T] =\tfrac12\bigl\langle h_\Delta,\mathbb K_R h_c\bigr\rangle +\tfrac12\bigl\langle h_\Delta,T\bigr\rangle +\tfrac{i}{2}\bigl\langle h_\Delta,\mathbb N h_\Delta\bigr\rangle , \;}\tag{65} where the pairing includes momentum integration and contraction on the conserved tensor subspace. The factor 12\tfrac12 in the source term is the standard linear metric coupling δSm=12∫Tμνδhμν\delta S_m=\tfrac12\int T^{\mu\nu}\delta h_{\mu\nu}. The symmetric kernel N\mathbb N is fixed by the chosen bulk density matrix; it controls fluctuations and does not enter the mean classical field. Varying (65) with respect to hΔh_\Delta and then taking the physical limit hΔ=0h_\Delta=0 gives 12 KRhc+12 T=0⟹hc=−RR T,(66) \tfrac12\,\mathbb K_R h_c+\tfrac12\,T=0 \qquad\Longrightarrow\qquad h_c=-\mathbb R_R\,T ,\tag{66} reproducing (62). Restricted to the TT source in RS gauge this reduces to hcTT=−2κ52 GR ΣTT,(67) h_c^{\mathrm{TT}}=-2\kappa_5^2\,\mathcal G_R\,\Sigma^{\mathrm{TT}},\tag{67} where GR\mathcal G_R denotes the retarded convolution operator whose momentum-space kernel is the brane-to-brane Green function GR(p;0,0)=GR(0)(p)+GR(KK)(p)G_R(p;0,0)=G_R^{(0)}(p)+G_R^{(\mathrm{KK})}(p) of (55), acting as (GR ΣTT)(x)=∫d4x′  GR(x−x′) ΣTT(x′),GR(x−x′)=∫d4p(2π)4  eip⋅(x−x′) GR(p;0,0).(68) \bigl(\mathcal G_R\,\Sigma^{\mathrm{TT}}\bigr)(x) =\int d^4x'\;\mathcal G_R(x-x')\,\Sigma^{\mathrm{TT}}(x'), \qquad \mathcal G_R(x-x') =\int\frac{d^4p}{(2\pi)^4}\;e^{ip\cdot(x-x')}\,G_R(p;0,0).\tag{68} This recovers the normalization used in (51). Thus the standard 12hμνTμν\tfrac12 h_{\mu\nu}T^{\mu\nu} matter coupling reproduces the response normalization rather than fixing it by convention.

The retarded prescription fixes causality. In the positive-tension model the KK spectral density (56) is positive, so the linear continuum introduces no negative-norm graviton. The negative-tension branch instead gives the wrong sign of the four-dimensional Newton constant and is not used.

Remark 6.3 (Status of the elimination).

This is a tree-level, linear-response calculation, and must not be confused with the exact nonlinear equation (38). Gauge fixing isolates the physical TT operator; brane bending restores the response required by the conserved four-dimensional source and its Ward identity. At tree level, ghost fields carry no external classical source and contribute no exchange term between conserved brane stresses; ghost and graviton determinants enter only beyond this approximation. Ultraviolet local terms at coincident points renormalize the brane tension, the Newton coupling, and admissible higher-curvature operators; the nonanalytic continuum term and its 1/r31/r^3 residue at r>0r>0 are insensitive to those local subtractions. Covariant conservation of the resulting response agrees with (42). The bulk initial state enters the full closed-time-contour functional through its density matrix: under the no-incoming/regular choice the forced retarded kernel is fixed; changing that choice changes both the homogeneous response and the fluctuation kernel N\mathbb N.

Evaluated long-distance response

For a static source and r≫ℓr\gg\ell, the three-dimensional massive Green function is −e−mr/(4πr)-e^{-mr}/(4\pi r). The small-mm spectral weight (57) therefore evaluates the KK contribution rather than leaving it as a formal kernel: G(KK)(r)=−14πr∫0∞dm um(0)2 e−mr=−14πr⋅ℓ2∫0∞dm m e−mr+⋯=−ℓ8πr3+O ⁣(ℓ3r5log⁡rℓ),(69) G^{(\mathrm{KK})}(r) =-\frac{1}{4\pi r}\int_0^\infty dm\,u_m(0)^2\,e^{-mr} =-\frac{1}{4\pi r}\cdot\frac{\ell}{2}\int_0^\infty dm\,m\,e^{-mr} +\cdots =-\frac{\ell}{8\pi r^3} +O\!\Bigl(\frac{\ell^3}{r^5}\log\frac r\ell\Bigr),\tag{69} using ∫0∞me−mrdm=r−2\int_0^\infty m e^{-mr}dm=r^{-2}. Adding the zero mode G(0)(r)=−1/(4πℓr)G^{(0)}(r)=-1/(4\pi\ell r) gives the brane scalar Green function G(x,0;x′,0)=−14πℓr[1+ℓ22r2+O ⁣(ℓ4r4log⁡rℓ)],r=∣x−x′∣.(70) G(\mathbf x,0;\mathbf x',0) =-\frac{1}{4\pi\ell r} \Bigl[1+\frac{\ell^2}{2r^2} +O\!\Bigl(\frac{\ell^4}{r^4}\log\frac r\ell\Bigr)\Bigr], \qquad r=|\mathbf x-\mathbf x'| .\tag{70}

For a nonrelativistic point source, T00=Mδ3(x)T_{00}=M\delta^3(\mathbf x) and T=−Mδ3(x)T=-M\delta^3(\mathbf x), so the bending equation (52) gives ∇2ξ^5=−κ52M6 δ3(x),ξ^5(r)=κ52M24πr.(71) \nabla^2\hat\xi^5=-\frac{\kappa_5^2M}{6}\,\delta^3(\mathbf x), \qquad \hat\xi^5(r)=\frac{\kappa_5^2M}{24\pi r} .\tag{71} Substituting (70) into h(m)=−2κ52 G∗(Tμν−13ημνT)h^{(m)}=-2\kappa_5^2\,G*\bigl(T_{\mu\nu}-\tfrac13\eta_{\mu\nu}T\bigr), adding 2ημνξ^5/ℓ2\eta_{\mu\nu}\hat\xi^5/\ell as in (54), and using G4=κ52/(8πℓ)G_4=\kappa_5^2/(8\pi\ell) (Section 6.6), one obtains, outside a nonrelativistic spherical source of mass MM,   hˉ00=2G4Mr[1+2ℓ23r2+O ⁣(ℓ4r4log⁡rℓ)],  (72) \boxed{\; \bar h_{00} =\frac{2G_4M}{r} \Bigl[1+\frac{2\ell^2}{3r^2} +O\!\Bigl(\frac{\ell^4}{r^4}\log\frac r\ell\Bigr)\Bigr], \;}\tag{72}   hˉij=2G4Mr[1+ℓ23r2+O ⁣(ℓ4r4log⁡rℓ)]δij.  (73) \boxed{\; \bar h_{ij} =\frac{2G_4M}{r} \Bigl[1+\frac{\ell^2}{3r^2} +O\!\Bigl(\frac{\ell^4}{r^4}\log\frac r\ell\Bigr)\Bigr]\delta_{ij}. \;}\tag{73} Equivalently, in asymptotically Minkowski Newtonian gauge, ds2=−(1+2Φ) dt2+(1−2Ψ) dx2,(74) ds^2=-(1+2\Phi)\,dt^2+(1-2\Psi)\,d\mathbf x^2,\tag{74} the gauge-invariant static potentials are   Φ(r)=−G4Mr(1+2ℓ23r2+⋯ ),Ψ(r)=−G4Mr(1+ℓ23r2+⋯ ).  (75) \boxed{\; \Phi(r)=-\frac{G_4M}{r} \Bigl(1+\frac{2\ell^2}{3r^2}+\cdots\Bigr), \qquad \Psi(r)=-\frac{G_4M}{r} \Bigl(1+\frac{\ell^2}{3r^2}+\cdots\Bigr). \;}\tag{75} This reproduces the Garriga–Tanaka result [6].

Three observations. First, the correction is not a mass renormalization: it has a different radial scaling and cannot be absorbed into G4MG_4M. Second, the coefficients in Φ\Phi and Ψ\Psi are unequal, which correlates nonrelativistic acceleration with light deflection: the former probes Φ\Phi, the latter Φ+Ψ\Phi+\Psi. Third, in momentum space the same physics is the KK branch cut of (55), not an extra isolated pole.

The result is controlled by G4Mr≪1,ℓr≪1,(76) \frac{G_4M}{r}\ll1, \qquad \frac{\ell}{r}\ll1 ,\tag{76} and assumes the minimal two-derivative bulk action and the regular retarded bulk state. It is not an expansion valid at r≲ℓr\lesssim\ell, where the full spectral integral (56) must be used.

One-sided versus two-sided normalization

Two conventions occur in the literature and must not be mixed. In the two-sided covering-space convention used throughout this paper, y∈(−∞,∞),a(y)=e−∣y∣/ℓ,(77) y\in(-\infty,\infty), \qquad a(y)=e^{-|y|/\ell},\tag{77} and the zero-mode reduction gives 1κ42=1κ52∫−∞∞dy  a(y)2=1κ52∫−∞∞dy  e−2∣y∣/ℓ=ℓκ52,(78) \frac{1}{\kappa_4^2} =\frac{1}{\kappa_5^2}\int_{-\infty}^{\infty}dy\;a(y)^2 =\frac{1}{\kappa_5^2}\int_{-\infty}^{\infty}dy\;e^{-2|y|/\ell} =\frac{\ell}{\kappa_5^2},\tag{78} so that   κ42=κ52ℓ,G4=G5ℓ.  (79) \boxed{\; \kappa_4^2=\frac{\kappa_5^2}{\ell}, \qquad G_4=\frac{G_5}{\ell}. \;}\tag{79} If instead one works on a single AdS patch y≥0y\ge0 with the same undoubled bulk normalization, the integral is ℓ/2\ell/2 and κ42=2κ5,one2ℓ,G4=2G5,oneℓ.(80) \kappa_4^2=\frac{2\kappa_{5,\mathrm{one}}^2}{\ell}, \qquad G_4=\frac{2G_{5,\mathrm{one}}}{\ell}.\tag{80} Equivalently, the Z2Z_2 orbifold fundamental domain may be assigned a doubled bulk action, reproducing the two-sided convention. The weak-field coefficients 2ℓ2/32\ell^2/3 and ℓ2/3\ell^2/3, expressed in terms of the measured G4G_4, are unchanged provided the gravitational coupling and the number of AdS patches are converted consistently.

The same distinction appears in the four-dimensional dual description (Section 10). One AdS patch corresponds to one cutoff CFT contribution; a two-sided geometry has two identical bulk regions and hence a doubled CFT polarization contribution. Duff and Liu [9] present the one-patch normalization explicitly; doubling both the bulk contribution and its CFT counterpart gives the two-sided convention used here. Their equality of the nonanalytic 1/r31/r^3 residue therefore remains valid, but only after this conversion. No equation in this paper combines a one-sided Newton-constant relation with a two-sided junction condition.

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