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Shadow Theory

Section 7 4 October 2026

An autonomous massive clock and archive current bounds

Reading position 8 of 15

7 An autonomous massive clock and archive current bounds

External pulse timing is a physical resource. We now include its provider and its recoil in the same Hamiltonian. This step also avoids an invalid inference from small wave error to small path error.

7.1 The complete autonomous Hamiltonian

Resolve a finite smooth driven programme as

Hid(t)=Hosc+Hconst+∑i=1Nfi(x0+vt)Bi(q),Hosc=∑k(pk22mk+mkωk2qk22). H_{\rm id}(t)=H_{\rm osc}+H_{\rm const}+\sum_{i=1}^N f_i(x_0+vt)B_i(q), \qquad H_{\rm osc}=\sum_k\left(\frac{p_k^2}{2m_k} +\frac{m_k\omega_k^2q_k^2}{2}\right). (27)

The coordinate-independent Hermitian matrix HconstH_{\rm const} is bounded. All mk,ωkm_k,\omega_k are strictly positive. The fif_i are real bounded smooth profiles with bounded derivatives. The BiB_i are affine Hermitian matrix functions of qq, possibly plus bounded smooth matrix functions with bounded derivatives. This covers the forced trap (expand its square), finite internal rotations, transported trap controls (23), and smooth position feedback. Any finite coordinate-independent internal unitary S(t)S(t) while stored oscillators are present can be implemented exactly by

iℏS˙(t)S(t)†+S(t)HstoreS(t)†. i\hbar\dot S(t)S(t)^\dagger+S(t)H_{\rm store}S(t)^\dagger.

Its kinetic term is unchanged and its scalar quadratic term is unchanged; only finitely many bounded or affine matrix coefficients vary. This provides a direct finite gate compiler within (27).

The stationary protection estimate applies on each constant exposure. A finite programme with sharp bounded internal switches can be replaced by smooth, archive-preserving ramps. If δH(t)\delta H(t) is the difference from that piecewise constant internal programme, its additional full-wave error is at most

ϵramp≤ℏ−1∫0T∥δH(t)∥ dt, \epsilon_{\rm ramp}\le\hbar^{-1}\int_0^T\norm{\delta H(t)}\,dt,

and is included in ϵgate\epsilon_{\rm gate}. Once the finite gap and exposure are fixed, sufficiently narrow finite ramps make this cost arbitrarily small. For derivative comparisons, the internal perturbation satisfies W2(δH(t)ψt)≤∥δH(t)∥W2(ψt)W_2(\delta H(t)\psi_t)\le\norm{\delta H(t)}W_2(\psi_t); propagation of this residual uses Lemma 7.1. The ramps preserve the archive keys, or commute with their storage Hamiltonians, so the held archive current remains zero.

For an exactly C∞C^\infty trap programme use a flat positive bump u(s)u(s) on (0,1)(0,1) and

b(t)=L∫0t/Twu(s)ds∫01u(s)ds,c=b+b¨/ω2. b(t)=L\frac{\int_0^{t/T_w}u(s)ds}{\int_0^1u(s)ds},\qquad c=b+\ddot b/\omega^2.

It is monotone and flat at both endpoints, so the exact writer proof is unchanged. The quintic in the figure instead gives a continuous piecewise-smooth trap profile; smoothing it has a directly bounded integrated residual. No globally smooth extension of its nonzero endpoint third derivative is presumed.

Add a massive clock coordinate xx, prepared in the unchirped minimum-uncertainty Gaussian

χ0(x)=(2πsc2)−1/4exp⁡[−(x−x0)24sc2+iMcv(x−x0)ℏ]. \chi_0(x)=(2\pi s_c^2)^{-1/4}\exp\left[-\frac{(x-x_0)^2}{4s_c^2}+\frac{iM_cv(x-x_0)}{\hbar}\right].

It has mean position x0x_0, position deviation scs_c and mean momentum McvM_cv. Define

Haut=Px22Mc+Hosc+Hconst+∑ifi(x)Bi(q). H_{\rm aut}=\frac{P_x^2}{2M_c}+H_{\rm osc}+H_{\rm const}+ \sum_i f_i(x)B_i(q). (28)

This is autonomous and semibounded: bounded profile coefficients and oscillator confinement absorb each affine force by Young's inequality. It is self-adjoint on the free-clock-plus-oscillator domain, with the relative bound of the affine perturbation arbitrarily small. There is no read of the actual clock position followed by an external switch. The quantum potential fi(x)Bi(q)f_i(x)B_i(q) is the interaction itself, and the actual clock follows (3) on the full wave.

The initial wave is χ0⊗ψ0\chi_0\otimes\psi_0, including all prepared apparatus and retained resources. Let FtF_t be its exact evolution under (28). Compare it to

Gt=χt⊗ψt,χt=e−itPx2/(2Mcℏ)χ0,iℏψ˙t=Hid(t)ψt. G_t=\chi_t\otimes\psi_t,\qquad \chi_t=e^{-itP_x^2/(2M_c\hbar)}\chi_0,\qquad i\hbar\dot\psi_t=H_{\rm id}(t)\psi_t.

The free clock has mean x0+vtx_0+vt and width

st=sc2+(ℏt2Mcsc)2. s_t=\sqrt{s_c^2+\left(\frac{\hbar t}{2M_cs_c}\right)^2}. (29)

The comparator includes the clock; it is not a reduced apparatus state. Here the driven Hamiltonian HidH_{\rm id} contains the chosen protection and spatial-feedback terms: only its external timing is idealized. This driven wave is distinct from the nominal, unperturbed key-controlled wave used to define the target instrument. Their L2L^2 gate comparison does not by itself give an archive-current estimate.

7.2 Derivative control uniform in clock resources

Choose fixed reference length units for the pointer coordinates. For r≥0r\ge0, write

Wr(F)=∑∣α∣+∣β∣≤r∥qα∂qβF∥2. W_r(F)=\sum_{|\alpha|+|\beta|\le r}\norm{q^\alpha\partial_q^\beta F}_2.

Dimensional powers of those fixed length units are understood; they can equivalently be inserted term by term. The norm integrates over x,qx,q and all internal/reference indices, but differentiates only qq.

Lemma 7.1 (Uniform pointer graph norm)

For the fixed finite inventory in (28),

Wr(e−itHaut/ℏF)≤eκrt/ℏWr(F)(0≤t≤T). W_r(e^{-itH_{\rm aut}/\hbar}F)\le e^{\kappa_rt/\hbar}W_r(F) \quad(0\le t\le T). (30)

The constant depends on the pointer inventory and the profile bounds, but not on Mc,scM_c,s_c, the mean clock momentum, or the reference dimension. The same estimate holds for the time-dependent ideal propagator.

Proof

For each scalar differential monomial O=qα∂qβO=q^\alpha\partial_q^\beta, [O,Px2]=0[O,P_x^2]=0 and [O,Hconst]=0[O,H_{\rm const}]=0. Its commutator with the scalar oscillator is a finite sum of monomials of total order at most rr. An affine potential removes a derivative in each nonzero commutator; multiplication by bounded smooth functions contributes bounded coefficient terms of no higher order. Thus

∑∣α∣+∣β∣≤r∥[qα∂qβ,Haut]F∥≤κrWr(F). \sum_{|\alpha|+|\beta|\le r}\norm{[q^\alpha\partial_q^\beta,H_{\rm aut}]F} \le \kappa_rW_r(F).

Matrices need not commute with each other: only their commutators with scalar coordinate operators have been used. Commute OO through the propagator, apply Duhamel and unitarity, sum, and use Gronwall. These identities hold first on the smooth core; oscillator graph-norm regularization and the same uniform estimate extend them to the displayed domain. The time-dependent case uses uniform coefficient bounds. Tensoring an identity does not change any estimate.

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Theorem 7.2 (Complete autonomous approximation)

Assume W3(ψ0)<∞W_3(\psi_0)<\infty. For r=0,2r=0,2 define

εr(T)=1ℏ∫0Teκr(T−t)/ℏst∑iLip⁡(fi)Wr(Biψt)dt. \varepsilon_r(T)=\frac1\hbar\int_0^T e^{\kappa_r(T-t)/\hbar}s_t \sum_i\operatorname{Lip}(f_i)W_r(B_i\psi_t)dt. (31)

Take κ0=0\kappa_0=0 for the L2L^2 propagation estimate, by unitarity. Then

sup⁡t≤TWr(Ft−Gt)≤εr(T)≤Ar,T(sc+ℏT2Mcsc), \sup_{t\le T}W_r(F_t-G_t)\le\varepsilon_r(T) \le A_{r,T}\left(s_c+\frac{\hbar T}{2M_cs_c}\right), (32)

where Ar,TA_{r,T} is finite and independent of the clock resources. All clock, fuel, receiver, record and reference factors remain in this comparison.

Proof

The defect of GtG_t under the exact Hamiltonian is

Rt=∑i[fi(x)−fi(x0+vt)]χt(x)⊗Biψt. R_t=\sum_i[f_i(x)-f_i(x_0+vt)]\chi_t(x)\otimes B_i\psi_t.

The coordinate factor separates under every qq derivative and multiplier, so

Wr(Rt)≤st∑iLip⁡(fi)Wr(Biψt). W_r(R_t)\le s_t\sum_i\operatorname{Lip}(f_i)W_r(B_i\psi_t).

Affine multiplication needs at most Wr+1W_{r+1} of the ideal wave; bounded smooth terms need WrW_r. Lemma 7.1 bounds these on a fixed horizon. Apply Duhamel in the invariant WrW_r domain and (30); st≤sc+ℏT/(2Mcsc)s_t\le s_c+\hbar T/(2M_cs_c) proves the last inequality. The exact product initial state makes the initial defect zero.

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For example sc=ℏT/(2Mc)s_c=\sqrt{\hbar T/(2M_c)} gives error O(Mc−1/2)O(M_c^{-1/2}) for fixed apparatus. Its mean initial free clock energy is

EC=Mcv22+ℏ28Mcsc2=Mcv22+ℏ4T. E_C=\frac{M_cv^2}{2}+\frac{\hbar^2}{8M_cs_c^2} =\frac{M_cv^2}{2}+\frac{\hbar}{4T}. (33)

Every finite member has finite energy and normalizable resources. The ideal limit requires increasing mass/energy; Gaussian packets have unbounded support and are not claimed to have a strict energy cutoff. Total HautH_{\rm aut} energy is conserved. The clock can recoil and entangle: (32) bounds its complete discrepancy instead of deleting it. These are finite-horizon claims, not a perfect autonomous clock for all time.

7.3 Why the same estimate controls actual archive history

A small L2L^2 wave error alone does not control guidance paths. The W2W_2 estimate provides the extra information needed for a specified retained record surface. Let Σ={qk=h}\Sigma=\{q_k=h\} be one such decision surface. The one-coordinate, Hilbert-valued trace estimates imply

∥F∣Σ∥2≤CtrW1(F),∥∂kF∣Σ∥2≤CtrW2(F). \norm{F|_\Sigma}_2\le C_{\rm tr}W_1(F),\qquad \norm{\partial_kF|_\Sigma}_2\le C_{\rm tr}W_2(F).

For completeness, ∥u(h)∥2≤2∥u∥∥u′∥\norm{u(h)}^2\le2\norm u\norm{u'} follows by integrating the derivative of ∥u(s)∥2\norm{u(s)}^2 on a half-line; apply it also to u′u'. All other coordinates and the reference are Hilbert-valued parameters.

Theorem 7.3 (Autonomous historical archive protection)

During a hold interval I⊂[0,T]I\subset[0,T], suppose the ideal wave has jk[Gt]=0j_k[G_t]=0 pointwise on Σ\Sigma and W2(Gt)≤BW_2(G_t)\le B. Let W2(Ft−Gt)≤ε2W_2(F_t-G_t)\le\varepsilon_2. In equilibrium for the exact autonomous dynamics,

P(the record side of Σ changes during I)≤ℏmkCtr2∣I∣ ε2(2B+ε2). \Prb(\text{the record side of }\Sigma\text{ changes during }I) \le\frac{\hbar}{m_k}C_{\rm tr}^2|I|\, \varepsilon_2(2B+\varepsilon_2). (34)

Sum this bound for finitely many retained record surfaces. Add their write/readout errors separately.

Proof

Write E=F−GE=F-G. Expanding F†∂kF−G†∂kGF^\dagger\partial_kF-G^\dagger\partial_kG and applying the two trace estimates and Cauchy–Schwarz gives

∫Σ∣jk[F]−jk[G]∣≤ℏmkCtr2ε2(2B+ε2). \int_\Sigma|j_k[F]-j_k[G]|\le \frac\hbar{m_k}C_{\rm tr}^2\varepsilon_2(2B+\varepsilon_2).

This bounds absolute flux; cancellation of signed currents is not enough. To avoid a hidden transversality assumption, let sδ(qk)s_\delta(q_k) smoothly approximate the indicator of one side of Σ\Sigma, with sδ′≥0s_\delta'\ge0 and ∫sδ′=1\int s_\delta'=1. Along almost every complete trajectory,

Var⁡Isδ(Qk)≤∫I∣sδ′(Qk)∣ ∣vk(Q,t)∣dt. \operatorname{Var}_{I}s_\delta(Q_k)\le \int_I |s_\delta'(Q_k)|\,|v_k(Q,t)|dt.

Equivariance makes its expected right side ∫I∫∣sδ′(qk)∣∣jk[F]∣dq dt\int_I\int |s_\delta'(q_k)||j_k[F]|dq\,dt. A genuine change of side contributes at least one to the limiting variation. Hilbert-valued traces make the current continuous in the normal coordinate as an L1L^1 function of the other coordinates. Fatou and the approximate-identity limit bound its probability by ∫I∫Σ∣jk[F]∣\int_I\int_\Sigma|j_k[F]|. Insert the preceding inequality and the pointwise-zero ideal current. Lemma 2.4 already handles nodes; no positive lower density is assumed.

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The ideal stored wave (21) supplies the required pointwise zero, including during noncommuting continuation on the other factors. The transported reset (23) also preserves that current. Finite clock tails therefore produce a quantified finite-horizon historical error, rather than being incorrectly declared harmless from endpoint equivariance.

Choosing the archive comparator.

For each promised archive segment, the clock-only choice of ε2\varepsilon_2 is valid when the actual driven comparator GtG_t has zero archive current. Its gates must preserve that archive's key, implement the exact covariant key transport, or commute with its storage Hamiltonian. The protected logical bank is subject to the commuting-storage hypothesis of Section 6; an arbitrary disturbance of an archive key is not covered. Alternatively, if a zero-current comparator G^t\widehat G_t obeys

η2,drv(I)=sup⁡t∈IW2(Gt−G^t)<∞, \eta_{2,\rm drv}(I)=\sup_{t\in I}W_2(G_t-\widehat G_t)<\infty,

then use ε2,clock+η2,drv(I)\varepsilon_{2,\rm clock}+\eta_{2,\rm drv}(I) in (34), with BB bounding W2(G^t)W_2(\widehat G_t). This derivative discrepancy includes propagation through all intervening stages. The L2L^2 quantity ϵgate\epsilon_{\rm gate} cannot replace it.

For position feedback, keep a separate completed archive zz with its own immutable key. The working pointer yy may recoil under g(y)Bg(y)B, while zz still has zero ideal current by Theorem 5.1. If preservation of yy is desired as well, repeat the graph-norm proof with residual (g(y)−K)Bψt(g(y)-K)B\psi_t, propagating it through every subsequent stage up to the end of the promised hold. This supplies the additional η2,drv\eta_{2,\rm drv} just defined. Its W2W_2 norm is computed by differentiating the known Gaussian and gg twice. Since g−kg-k and its derivatives are supported in the wrong half-line or central buffer, this norm is bounded by a finite polynomial in L,σ−1,∥g′∥∞,∥g′′∥∞L,\sigma^{-1},\norm{g'}_\infty,\norm{g''}_\infty times

exp⁡[−(L/2−r)24σ2]. \exp\left[-\frac{(L/2-r)^2}{4\sigma^2}\right].

The graph propagation constant grows at most exponentially in LL for a fixed duration and other fixed parameters, because the affine trap coefficient is linear in LL. Thus this derivative error, and its surface-flux budget, tend to zero as L/σ→∞L/\sigma\to\infty at fixed σ,r\sigma,r. This is an actual controlled limit, not a raw-path TV assertion.