Observable Quotients and Exact Projected Dynamics: Closure, Memory, Minimal Dynamical Completion, and Effective Field Operators
Descent of source dynamics
Descent of source dynamics
We now add dynamics. Throughout this section, satisfies Assumption 2.1, , and is a -semigroup of bounded operators on representing source evolution .
Definition 5.1 (Induced observable evolution).
A family of linear maps is an induced observable evolution if
Equation (5.1) is the precise sense in which the readout “has its own law of motion”: the observable state at time is a function of the observable state at time alone, uniformly in the source state realizing it.
Theorem 5.2 (Semigroup descent theorem).
The following are equivalent.
There exists an induced observable evolution in the sense of Definition 5.1.
Observational equivalence is preserved by source evolution:
When these hold, is unique, is given by and satisfies the semigroup laws and . Equivalently, is a well-defined one-parameter semigroup on the quotient Hilbert space , and .
Proof. (1)(2). Let and . Then , so by (5.1), i.e. . As and were arbitrary, (5.2) holds.
(2)(1). Fix and suppose . Then , so by (5.2) , hence Therefore the prescription (5.3) depends only on the value and not on the representative ; it defines a map , whose image lies in because . Linearity of follows from linearity of and together with surjectivity of onto . Equation (5.1) holds by construction.
Semigroup laws and uniqueness. , so on . For , and since is onto this gives . Uniqueness is likewise forced: any satisfying (5.1) agrees with at every point of .
Quotient statement. Well-definedness of in (5.4) is exactly the implication just proved: means , so , so . The semigroup laws for follow from those of applied to representatives, and the intertwining is immediate. Conversely, if is well defined by (5.4) for all , then applying it to for gives , i.e. (5.2). ◻
Proposition 5.3 (Topology of the induced evolution).
Assume (5.2). Then:
is a -semigroup of bounded operators on the quotient Hilbert space , with .
Consequently is a -semigroup of bounded operators on equipped with the transported quotient norm of Remark 2.4.
If is closed, then and the inherited norm are equivalent on , and hence is a -semigroup of bounded operators on in the inherited observable norm as well.
Orbit continuity in the inherited norm is automatic, for every , closed range or not. For each the orbit is continuous in .
What can fail when is not closed is boundedness of the operator on the normed space . Precisely, is bounded in the inherited norm if and only if there is a finite constant with and this is an additional hypothesis: it does not follow from (5.2) alone. If (5.5) does hold for every , then is a strongly continuous semigroup of bounded operators on the possibly incomplete normed space .
Local uniform boundedness does not follow from (5) in the nonclosed case, because the Banach–Steinhaus theorem requires completeness of the domain and is then in general incomplete. If one additionally assumes then each extends uniquely to a bounded operator on the completion , and is a -semigroup there. In the closed-range case is already complete, (5.6) is automatic, and the ordinary -semigroup conclusions of (3) apply unchanged.
Proof. (1) Boundedness: for any , (5.2) gives , hence where in the first inequality we restricted the infimum to the subfamily , , which is legitimate precisely because . Strong continuity: for fixed , as by strong continuity of , and the semigroup laws are Theorem 5.2. Strong continuity at plus local boundedness gives strong continuity on by the standard argument [3, Prop. I.5.3].
(2) By construction is an isometric isomorphism, and conjugation by an isometric isomorphism carries -semigroups to -semigroups.
(3) If is closed, Theorem 2.3 makes and bounded in the inherited norm, so and are equivalent on ; equivalent norms have the same bounded operators and the same strongly convergent limits.
(4) Let and . By (5.3) and boundedness of , by strong continuity of . Thus every orbit is continuous in the inherited norm, whatever may be. (Note that the estimate is made through the representative , which is legitimate because does not depend on the choice of representative, by Theorem 5.2.)
(5) The stated equivalence is the definition of boundedness of the linear map from to itself, once one writes a general element of as and recalls : the inequality for all is exactly (5.5). It is not implied by (5.2): in the nonclosed case is unbounded in the inherited norm, so the conjugation argument of (2) is unavailable, and no such is produced.
Suppose now (5.5) holds for every . Then each is a bounded operator on the normed space , the semigroup laws hold by Theorem 5.2, and by part (4) the map is continuous for every ; so is a strongly continuous semigroup of bounded operators on . That is all that follows, and we stop there.
(6) We do not obtain (5.6) from (5). The usual route, pointwise boundedness of on each vector (which does hold, each orbit being the continuous image of a compact interval) plus Banach–Steinhaus, is unavailable, because Banach–Steinhaus requires the domain to be complete, and when is not closed it is an incomplete normed space. Nor may one evade this by passing to the completion first: pointwise boundedness has been established only on the dense subspace , not at every vector of , and a family of operators that is pointwise bounded on a dense subspace need not be pointwise bounded on the whole space absent a uniform bound, which is precisely what is at issue. So (5.6) is an extra hypothesis.
Assume it. Then for the operator is bounded on the dense subspace of with , so it extends uniquely to a bounded operator on with the same norm (uniformly continuous extension from a dense subspace of a complete space). The semigroup laws pass to the closure by density and continuity. For strong continuity, let and ; pick with ; then for , and the middle term tends to as by part (4). Hence , and is a -semigroup on . In the closed-range case is complete, (5.6) follows from the standard local boundedness of the -semigroup already produced in (3), and nothing new is needed. ◻
The three-way distinction just drawn, orbit continuity (free), operator boundedness (5.5) (an extra hypothesis), local uniform boundedness (5.6) (a further one), collapses entirely when is closed, and it is only the nonclosed case that forces one to keep the three apart.
Corollary 5.4 (Failure of autonomous descent).
Suppose there exist and with Then the two source states and satisfy at time zero but . Consequently there is no single-valued map on satisfying (5.1): no autonomous law on the present observable state reproduces the readouts of both source trajectories. More generally, for any , the pair and are observationally identical at and observationally distinct at .
Proof. If such a existed, (5.1) applied to would give , contradicting (5.7). The general statement follows by linearity: , while . ◻
Corollary 5.4 is (D4) in its bluntest form, and it should be contrasted carefully with Corollary 2.5. Corollary 2.5 says the readout at a single time cannot distinguish from . Corollary 5.4 says something strictly stronger: the future readouts can distinguish them. The hypothesis of Corollary 5.4 presupposes a nonzero , so it can only be met when , this is (1.1) again, and it is why (D4) is not logically independent of (D1) but strictly stronger than it. What (D1) leaves open, and what Theorem 5.2 decides, is whether the nontrivial kernel is invariant. Hidden structure that is dynamically inert () costs the observable theory nothing, however large is; hidden structure that is dynamically active makes the observable theory nonautonomous, however tidy its instantaneous state space may be. The whole of Sections 6–7 is a quantitative account of exactly how much it costs.
Proof. () If then for all by induction. For , the partial sums lie in and converge in norm to ; since is closed, .
() If for all and , then for , and closed gives , the limit existing in norm because is bounded. ◻
Remark 21 (Unbounded generators).
If is the (generally unbounded) generator of with domain , the algebraic condition does not by itself settle (5.2). Two separate issues arise: domain invariance ( need not map into in a way compatible with the difference-quotient argument above) and the density/core structure of in (which may be trivial in pathological cases). Correct criteria for invariance of a closed subspace under a -semigroup are formulated in terms of the resolvent, for instance, for all if and only if for all sufficiently large real , and require verification in each application; see [3, §II.2 and §IV.2]. We do not use unbounded generators anywhere in the theorems below, and we do not assert their invariance theory here.