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Shadow Theory

Observable Quotients and Exact Projected Dynamics: Closure, Memory, Minimal Dynamical Completion, and Effective Field Operators

Descent of source dynamics

Jeremy RodgersSection 6 of 14Original PDF ↗Publication DOI ↗

Descent of source dynamics

We now add dynamics. Throughout this section, KK satisfies Assumption 2.1, N:=ker⁡KN:=\ker K, and {U(t)}t≥0\{U(t)\}_{t\ge0} is a C0C_{0}-semigroup of bounded operators on Hsrc\mathcal{H}_{\mathrm{src}} representing source evolution Ψ(t)=U(t)Ψ0\Psi(t)=U(t)\Psi_{0}.

Definition 5.1 (Induced observable evolution).

A family {V(t)}t≥0\{V(t)\}_{t\ge0} of linear maps Ran⁡K→Ran⁡K\operatorname{Ran}K\to\operatorname{Ran}K is an induced observable evolution if K U(t)=V(t) Kon Hsrc, for every t≥0.(5.1) K\,U(t)=V(t)\,K \qquad\text{on }\mathcal{H}_{\mathrm{src}},\ \text{for every }t\ge0 .\tag{5.1}

Equation (5.1) is the precise sense in which the readout “has its own law of motion”: the observable state at time tt is a function of the observable state at time 00 alone, uniformly in the source state realizing it.

Theorem 5.2 (Semigroup descent theorem).

The following are equivalent.

  1. There exists an induced observable evolution {V(t)}t≥0\{V(t)\}_{t\ge0} in the sense of Definition 5.1.

  2. Observational equivalence is preserved by source evolution: U(t) N⊆Nfor every t≥0.(5.2) U(t)\,N\subseteq N \qquad\text{for every }t\ge0 .\tag{5.2}

When these hold, V(t)V(t) is unique, is given by V(t) (KΨ):=K U(t)Ψ(Ψ∈Hsrc),(5.3) V(t)\,(K\Psi):=K\,U(t)\Psi \qquad(\Psi\in\mathcal{H}_{\mathrm{src}}),\tag{5.3} and satisfies the semigroup laws V(0)=IRan⁡KV(0)=I_{\operatorname{Ran}K} and V(t+s)=V(t)V(s)V(t+s)=V(t)V(s). Equivalently, Uˉ(t)[Ψ]:=[ U(t)Ψ ](5.4) \bar U(t)[\Psi]:=[\,U(t)\Psi\,]\tag{5.4} is a well-defined one-parameter semigroup on the quotient Hilbert space HK\mathcal{H}_{K}, and K~ Uˉ(t)=V(t) K~\widetilde{K}\,\bar U(t)=V(t)\,\widetilde{K}.

Proof. (1)⇒\Rightarrow(2). Let n∈Nn\in N and t≥0t\ge0. Then Kn=0Kn=0, so by (5.1), K U(t)n=V(t) Kn=V(t) 0=0,K\,U(t)n=V(t)\,Kn=V(t)\,0=0, i.e. U(t)n∈ker⁡K=NU(t)n\in\ker K=N. As n∈Nn\in N and t≥0t\ge0 were arbitrary, (5.2) holds.

(2)⇒\Rightarrow(1). Fix t≥0t\ge0 and suppose KΨ=KΨ′K\Psi=K\Psi'. Then Ψ−Ψ′∈N\Psi-\Psi'\in N, so by (5.2) U(t)(Ψ−Ψ′)∈NU(t)(\Psi-\Psi')\in N, hence K U(t)Ψ−K U(t)Ψ′=K U(t)(Ψ−Ψ′)=0.K\,U(t)\Psi-K\,U(t)\Psi'=K\,U(t)(\Psi-\Psi')=0 . Therefore the prescription (5.3) depends only on the value KΨ∈Ran⁡KK\Psi\in\operatorname{Ran}K and not on the representative Ψ\Psi; it defines a map V(t):Ran⁡K→HobsV(t):\operatorname{Ran}K\to\mathcal{H}_{\mathrm{obs}}, whose image lies in Ran⁡K\operatorname{Ran}K because V(t)KΨ=K(U(t)Ψ)∈Ran⁡KV(t)K\Psi=K(U(t)\Psi)\in\operatorname{Ran}K. Linearity of V(t)V(t) follows from linearity of KK and U(t)U(t) together with surjectivity of KK onto Ran⁡K\operatorname{Ran}K. Equation (5.1) holds by construction.

Semigroup laws and uniqueness. V(0)KΨ=KU(0)Ψ=KΨV(0)K\Psi=KU(0)\Psi=K\Psi, so V(0)=IV(0)=I on Ran⁡K\operatorname{Ran}K. For s,t≥0s,t\ge0, V(t)V(s)KΨ=V(t)K(U(s)Ψ)=K U(t)U(s)Ψ=K U(t+s)Ψ=V(t+s)KΨ,V(t)V(s)K\Psi=V(t)K\bigl(U(s)\Psi\bigr)=K\,U(t)U(s)\Psi=K\,U(t+s)\Psi=V(t+s)K\Psi , and since KK is onto Ran⁡K\operatorname{Ran}K this gives V(t)V(s)=V(t+s)V(t)V(s)=V(t+s). Uniqueness is likewise forced: any V′(t)V'(t) satisfying (5.1) agrees with V(t)V(t) at every point KΨK\Psi of Ran⁡K\operatorname{Ran}K.

Quotient statement. Well-definedness of Uˉ(t)\bar U(t) in (5.4) is exactly the implication just proved: [Ψ]=[Ψ′][\Psi]=[\Psi'] means Ψ−Ψ′∈N\Psi-\Psi'\in N, so U(t)Ψ−U(t)Ψ′∈NU(t)\Psi-U(t)\Psi'\in N, so [U(t)Ψ]=[U(t)Ψ′][U(t)\Psi]=[U(t)\Psi']. The semigroup laws for Uˉ\bar U follow from those of UU applied to representatives, and the intertwining K~Uˉ(t)[Ψ]=KU(t)Ψ=V(t)KΨ=V(t)K~[Ψ]\widetilde{K}\bar U(t)[\Psi]=K U(t)\Psi=V(t)K\Psi=V(t)\widetilde{K}[\Psi] is immediate. Conversely, if Uˉ(t)\bar U(t) is well defined by (5.4) for all tt, then applying it to [n]=0[n]=0 for n∈Nn\in N gives [U(t)n]=0[U(t)n]=0, i.e. (5.2). ◻

Proposition 5.3 (Topology of the induced evolution).

Assume (5.2). Then:

  1. Uˉ(t)\bar U(t) is a C0C_{0}-semigroup of bounded operators on the quotient Hilbert space HK\mathcal{H}_{K}, with ∥Uˉ(t)∥B(HK)≤∥U(t)∥B(Hsrc)\lVert\bar U(t)\rVert_{\mathcal{B}(\mathcal{H}_{K})}\le\lVert U(t)\rVert_{\mathcal{B}(\mathcal{H}_{\mathrm{src}})}.

  2. Consequently V(t)=K~ Uˉ(t) K~−1V(t)=\widetilde{K}\,\bar U(t)\,\widetilde{K}^{-1} is a C0C_{0}-semigroup of bounded operators on Ran⁡K\operatorname{Ran}K equipped with the transported quotient norm ∥⋅∥♯\lVert\cdot\rVert_{\sharp} of Remark 2.4.

  3. If Ran⁡K\operatorname{Ran}K is closed, then ∥⋅∥♯\lVert\cdot\rVert_{\sharp} and the inherited norm ∥⋅∥Hobs\lVert\cdot\rVert_{\mathcal{H}_{\mathrm{obs}}} are equivalent on Ran⁡K\operatorname{Ran}K, and hence V(t)V(t) is a C0C_{0}-semigroup of bounded operators on Ran⁡K\operatorname{Ran}K in the inherited observable norm as well.

  4. Orbit continuity in the inherited norm is automatic, for every KK, closed range or not. For each y=KΨ∈Ran⁡Ky=K\Psi\in\operatorname{Ran}K the orbit t↦V(t)yt\mapsto V(t)y is continuous in ∥⋅∥Hobs\lVert\cdot\rVert_{\mathcal{H}_{\mathrm{obs}}}.

  5. What can fail when Ran⁡K\operatorname{Ran}K is not closed is boundedness of the operator V(t)V(t) on the normed space (Ran⁡K,∥⋅∥Hobs)(\operatorname{Ran}K,\lVert\cdot\rVert_{\mathcal{H}_{\mathrm{obs}}}). Precisely, V(t)V(t) is bounded in the inherited norm if and only if there is a finite constant CtC_{t} with ∥K U(t)Ψ∥Hobs ≤ Ct ∥KΨ∥Hobsfor every Ψ∈Hsrc,(5.5) \lVert K\,U(t)\Psi\rVert_{\mathcal{H}_{\mathrm{obs}}}\ \le\ C_{t}\,\lVert K\Psi\rVert_{\mathcal{H}_{\mathrm{obs}}} \qquad\text{for every }\Psi\in\mathcal{H}_{\mathrm{src}},\tag{5.5} and this is an additional hypothesis: it does not follow from (5.2) alone. If (5.5) does hold for every t≥0t\ge0, then {V(t)}\{V(t)\} is a strongly continuous semigroup of bounded operators on the possibly incomplete normed space (Ran⁡K,∥⋅∥Hobs)(\operatorname{Ran}K,\lVert\cdot\rVert_{\mathcal{H}_{\mathrm{obs}}}).

  6. Local uniform boundedness does not follow from (5) in the nonclosed case, because the Banach–Steinhaus theorem requires completeness of the domain and Ran⁡K\operatorname{Ran}K is then in general incomplete. If one additionally assumes sup⁡0≤t≤T∥V(t)∥op<∞for every T>0,(5.6) \sup_{0\le t\le T}\lVert V(t)\rVert_{\mathrm{op}}<\infty \qquad\text{for every }T>0,\tag{5.6} then each V(t)V(t) extends uniquely to a bounded operator V^(t)\widehat V(t) on the completion Ran⁡K‾\overline{\operatorname{Ran}K}, and {V^(t)}\{\widehat V(t)\} is a C0C_{0}-semigroup there. In the closed-range case Ran⁡K\operatorname{Ran}K is already complete, (5.6) is automatic, and the ordinary C0C_{0}-semigroup conclusions of (3) apply unchanged.

Proof. (1) Boundedness: for any n∈Nn\in N, (5.2) gives U(t)n∈NU(t)n\in N, hence ∥Uˉ(t)[Ψ]∥K=inf⁡m∈N∥U(t)Ψ+m∥≤inf⁡n∈N∥U(t)(Ψ+n)∥≤∥U(t)∥inf⁡n∈N∥Ψ+n∥=∥U(t)∥ ∥[Ψ]∥K,\lVert\bar U(t)[\Psi]\rVert_{K}=\inf_{m\in N}\lVert U(t)\Psi+m\rVert \le\inf_{n\in N}\lVert U(t)(\Psi+n)\rVert \le\lVert U(t)\rVert\inf_{n\in N}\lVert\Psi+n\rVert =\lVert U(t)\rVert\,\lVert[\Psi]\rVert_{K}, where in the first inequality we restricted the infimum to the subfamily m=U(t)nm=U(t)n, n∈Nn\in N, which is legitimate precisely because U(t)N⊆NU(t)N\subseteq N. Strong continuity: for fixed Ψ\Psi, ∥Uˉ(t)[Ψ]−[Ψ]∥K≤∥U(t)Ψ−Ψ∥Hsrc→0\lVert\bar U(t)[\Psi]-[\Psi]\rVert_{K}\le\lVert U(t)\Psi-\Psi\rVert_{\mathcal{H}_{\mathrm{src}}}\to0 as t↓0t\downarrow0 by strong continuity of UU, and the semigroup laws are Theorem 5.2. Strong continuity at t=0t=0 plus local boundedness gives strong continuity on [0,∞)[0,\infty) by the standard argument [3, Prop. I.5.3].

(2) By construction K~:(HK,∥⋅∥K)→(Ran⁡K,∥⋅∥♯)\widetilde{K}:(\mathcal{H}_{K},\lVert\cdot\rVert_{K})\to(\operatorname{Ran}K,\lVert\cdot\rVert_{\sharp}) is an isometric isomorphism, and conjugation by an isometric isomorphism carries C0C_{0}-semigroups to C0C_{0}-semigroups.

(3) If Ran⁡K\operatorname{Ran}K is closed, Theorem 2.3 makes K~\widetilde{K} and K~−1\widetilde{K}^{-1} bounded in the inherited norm, so ∥⋅∥♯\lVert\cdot\rVert_{\sharp} and ∥⋅∥Hobs\lVert\cdot\rVert_{\mathcal{H}_{\mathrm{obs}}} are equivalent on Ran⁡K\operatorname{Ran}K; equivalent norms have the same bounded operators and the same strongly convergent limits.

(4) Let y=KΨ∈Ran⁡Ky=K\Psi\in\operatorname{Ran}K and t,t0≥0t,t_{0}\ge0. By (5.3) and boundedness of KK, ∥V(t)y−V(t0)y∥Hobs=∥K(U(t)Ψ−U(t0)Ψ)∥Hobs≤∥K∥op ∥U(t)Ψ−U(t0)Ψ∥Hsrc→  t→t0  0\lVert V(t)y-V(t_{0})y\rVert_{\mathcal{H}_{\mathrm{obs}}} =\bigl\lVert K\bigl(U(t)\Psi-U(t_{0})\Psi\bigr)\bigr\rVert_{\mathcal{H}_{\mathrm{obs}}} \le\lVert K\rVert_{\mathrm{op}}\,\lVert U(t)\Psi-U(t_{0})\Psi\rVert_{\mathcal{H}_{\mathrm{src}}} \xrightarrow[\;t\to t_{0}\;]{}0 by strong continuity of UU. Thus every orbit is continuous in the inherited norm, whatever Ran⁡K\operatorname{Ran}K may be. (Note that the estimate is made through the representative Ψ\Psi, which is legitimate because V(t)yV(t)y does not depend on the choice of representative, by Theorem 5.2.)

(5) The stated equivalence is the definition of boundedness of the linear map V(t)V(t) from (Ran⁡K,∥⋅∥Hobs)(\operatorname{Ran}K,\lVert\cdot\rVert_{\mathcal{H}_{\mathrm{obs}}}) to itself, once one writes a general element of Ran⁡K\operatorname{Ran}K as KΨK\Psi and recalls V(t)KΨ=KU(t)ΨV(t)K\Psi=KU(t)\Psi: the inequality ∥V(t)y∥≤Ct∥y∥\lVert V(t)y\rVert\le C_{t}\lVert y\rVert for all y∈Ran⁡Ky\in\operatorname{Ran}K is exactly (5.5). It is not implied by (5.2): in the nonclosed case K~−1\widetilde{K}^{-1} is unbounded in the inherited norm, so the conjugation argument of (2) is unavailable, and no such CtC_{t} is produced.

Suppose now (5.5) holds for every t≥0t\ge0. Then each V(t)V(t) is a bounded operator on the normed space Ran⁡K\operatorname{Ran}K, the semigroup laws hold by Theorem 5.2, and by part (4) the map t↦V(t)yt\mapsto V(t)y is continuous for every y∈Ran⁡Ky\in\operatorname{Ran}K; so {V(t)}\{V(t)\} is a strongly continuous semigroup of bounded operators on Ran⁡K\operatorname{Ran}K. That is all that follows, and we stop there.

(6) We do not obtain (5.6) from (5). The usual route, pointwise boundedness of {V(t):0≤t≤T}\{V(t):0\le t\le T\} on each vector (which does hold, each orbit being the continuous image of a compact interval) plus Banach–Steinhaus, is unavailable, because Banach–Steinhaus requires the domain to be complete, and when Ran⁡K\operatorname{Ran}K is not closed it is an incomplete normed space. Nor may one evade this by passing to the completion Ran⁡K‾\overline{\operatorname{Ran}K} first: pointwise boundedness has been established only on the dense subspace Ran⁡K\operatorname{Ran}K, not at every vector of Ran⁡K‾\overline{\operatorname{Ran}K}, and a family of operators that is pointwise bounded on a dense subspace need not be pointwise bounded on the whole space absent a uniform bound, which is precisely what is at issue. So (5.6) is an extra hypothesis.

Assume it. Then for 0≤t≤T0\le t\le T the operator V(t)V(t) is bounded on the dense subspace Ran⁡K\operatorname{Ran}K of Ran⁡K‾\overline{\operatorname{Ran}K} with ∥V(t)∥op≤MT:=sup⁡0≤t≤T∥V(t)∥op<∞\lVert V(t)\rVert_{\mathrm{op}}\le M_{T} :=\sup_{0\le t\le T}\lVert V(t)\rVert_{\mathrm{op}}<\infty, so it extends uniquely to a bounded operator V^(t)\widehat V(t) on Ran⁡K‾\overline{\operatorname{Ran}K} with the same norm (uniformly continuous extension from a dense subspace of a complete space). The semigroup laws pass to the closure by density and continuity. For strong continuity, let y^∈Ran⁡K‾\hat y\in\overline{\operatorname{Ran}K} and ε>0\varepsilon>0; pick y∈Ran⁡Ky\in\operatorname{Ran}K with ∥y^−y∥<ε\lVert\hat y-y\rVert<\varepsilon; then for 0≤t≤T0\le t\le T, ∥V^(t)y^−y^∥≤∥V^(t)(y^−y)∥+∥V(t)y−y∥+∥y−y^∥≤(MT+1)ε+∥V(t)y−y∥,\lVert\widehat V(t)\hat y-\hat y\rVert \le\lVert\widehat V(t)(\hat y-y)\rVert+\lVert V(t)y-y\rVert+\lVert y-\hat y\rVert \le(M_{T}+1)\varepsilon+\lVert V(t)y-y\rVert , and the middle term tends to 00 as t↓0t\downarrow0 by part (4). Hence V^(t)y^→y^\widehat V(t)\hat y\to\hat y, and {V^(t)}\{\widehat V(t)\} is a C0C_{0}-semigroup on Ran⁡K‾\overline{\operatorname{Ran}K}. In the closed-range case Ran⁡K=Ran⁡K‾\operatorname{Ran}K=\overline{\operatorname{Ran}K} is complete, (5.6) follows from the standard local boundedness of the C0C_{0}-semigroup already produced in (3), and nothing new is needed. ◻

The three-way distinction just drawn, orbit continuity (free), operator boundedness (5.5) (an extra hypothesis), local uniform boundedness (5.6) (a further one), collapses entirely when Ran⁡K\operatorname{Ran}K is closed, and it is only the nonclosed case that forces one to keep the three apart.

Corollary 5.4 (Failure of autonomous descent).

Suppose there exist n∈ker⁡Kn\in\ker K and t0>0t_{0}>0 with K U(t0) n≠0.(5.7) K\,U(t_{0})\,n\neq0 .\tag{5.7} Then the two source states Ψ=0\Psi=0 and Ψ′=n\Psi'=n satisfy KΨ=KΨ′=0K\Psi=K\Psi'=0 at time zero but KU(t0)Ψ=0≠KU(t0)Ψ′K U(t_{0})\Psi=0\neq KU(t_{0})\Psi'. Consequently there is no single-valued map V(t0)V(t_{0}) on Ran⁡K\operatorname{Ran}K satisfying (5.1): no autonomous law on the present observable state reproduces the readouts of both source trajectories. More generally, for any Ψ\Psi, the pair Ψ\Psi and Ψ+n\Psi+n are observationally identical at t=0t=0 and observationally distinct at t=t0t=t_{0}.

Proof. If such a V(t0)V(t_{0}) existed, (5.1) applied to nn would give KU(t0)n=V(t0)Kn=0KU(t_{0})n=V(t_{0})Kn=0, contradicting (5.7). The general statement follows by linearity: K(Ψ+n)=KΨK(\Psi+n)=K\Psi, while KU(t0)(Ψ+n)−KU(t0)Ψ=KU(t0)n≠0KU(t_{0})(\Psi+n)-KU(t_{0})\Psi=KU(t_{0})n\neq0. ◻

Corollary 5.4 is (D4) in its bluntest form, and it should be contrasted carefully with Corollary 2.5. Corollary 2.5 says the readout at a single time cannot distinguish Ψ\Psi from Ψ+n\Psi+n. Corollary 5.4 says something strictly stronger: the future readouts can distinguish them. The hypothesis of Corollary 5.4 presupposes a nonzero n∈ker⁡Kn\in\ker K, so it can only be met when ker⁡K≠{0}\ker K\neq\{0\}, this is (1.1) again, and it is why (D4) is not logically independent of (D1) but strictly stronger than it. What (D1) leaves open, and what Theorem 5.2 decides, is whether the nontrivial kernel is invariant. Hidden structure that is dynamically inert (U(t)N⊆NU(t)N\subseteq N) costs the observable theory nothing, however large NN is; hidden structure that is dynamically active makes the observable theory nonautonomous, however tidy its instantaneous state space may be. The whole of Sections 6–7 is a quantitative account of exactly how much it costs.

Proposition 5.5 (Bounded generator).

Suppose L∈B(Hsrc)L\in\mathcal{B}(\mathcal{H}_{\mathrm{src}}) and U(t)=etLU(t)=e^{tL}. Then (5.2) holds if and only if L N⊆N.(5.8) L\,N\subseteq N .\tag{5.8}

Proof. (⇐\Leftarrow) If LN⊆NLN\subseteq N then LkN⊆NL^{k}N\subseteq N for all k≥0k\ge0 by induction. For n∈Nn\in N, the partial sums ∑k=0mtkk!Lkn\sum_{k=0}^{m}\tfrac{t^{k}}{k!}L^{k}n lie in NN and converge in norm to etLne^{tL}n; since NN is closed, etLn∈Ne^{tL}n\in N.

(⇒\Rightarrow) If etLN⊆Ne^{tL}N\subseteq N for all t≥0t\ge0 and n∈Nn\in N, then t−1(etLn−n)∈Nt^{-1}(e^{tL}n-n)\in N for t>0t>0, and NN closed gives Ln=lim⁡t↓0t−1(etLn−n)∈NLn=\lim_{t\downarrow0}t^{-1}(e^{tL}n-n)\in N, the limit existing in norm because LL is bounded. ◻

Remark 21 (Unbounded generators).

If LL is the (generally unbounded) generator of U(t)U(t) with domain D(L)D(L), the algebraic condition L(N∩D(L))⊆NL\bigl(N\cap D(L)\bigr)\subseteq N does not by itself settle (5.2). Two separate issues arise: domain invariance (U(t)U(t) need not map N∩D(L)N\cap D(L) into D(L)D(L) in a way compatible with the difference-quotient argument above) and the density/core structure of N∩D(L)N\cap D(L) in NN (which may be trivial in pathological cases). Correct criteria for invariance of a closed subspace under a C0C_{0}-semigroup are formulated in terms of the resolvent, for instance, U(t)N⊆NU(t)N\subseteq N for all t≥0t\ge0 if and only if (λ−L)−1N⊆N(\lambda-L)^{-1}N\subseteq N for all sufficiently large real λ\lambda, and require verification in each application; see [3, §II.2 and §IV.2]. We do not use unbounded generators anywhere in the theorems below, and we do not assert their invariance theory here.

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