Non-Source Projection and Internal Identifiability
The non-source projection theorem
The non-source projection theorem
Targets, essential distinctions, and sufficiency
Definition 4.1 (Target).
A target is a question posed of the source, formalized by a correct-answer map is the true answer to when the source state is . (Nothing is assumed about : it may be a two-point set, a space of numbers, a space of future trajectories, or a space of probability measures.)
Definition 4.2 (Essential distinction).
A pair in is essential for if . It is an essential fiber distinction if in addition .
By (2), an essential fiber distinction consists of two states that the model declares physically inequivalent, that the readout cannot tell apart, and that differ in the answer to . That triple of conditions is the witness the whole paper is organized around.
Definition 4.3 (Exact extension sufficient for ).
An exact extension of the readout is a pair where is a set and is a map, together with a surjection satisfying (Thus refines : it is a quotient of that remembers at least as much as does. Surjectivity of says carries no states not realized by the source; (10) says determines the readout.)
The extension is sufficient for if descends through : Equivalently, by Lemma 3.2, : the extension’s state determines the correct answer.
Definition 4.4 (Minimal target completion).
Specializing Definition 2.6 to the single relation , put with , , and . By Lemma 2.7, is surjective, is surjective, , and . In particular is an exact extension sufficient for .
The theorem
Theorem 4.5 (Non-source projection).
Let be an exact readout on a reduced source (Definition 2.1), let be a target, and suppose there exist with Then:
and is not injective; hence is not bijective, and the readout does not identify each source state uniquely.
Nevertheless remains the exact quotient: .
No deterministic function of the readout answers correctly on all of : there is no with .
The minimal target completion properly refines : is surjective but not injective.
Every exact extension sufficient for admits a unique surjection onto commuting with the structure maps (Theorem 4.6).
No change of gauge or of coordinates removes the distinction, since all such redundancies were quotiented in forming .
Accordingly, relative to the model and the target , the readout is a non-source projection.
Proof. (N1) If then , contradicting (13); so . These two distinct points have the same image under , so is not injective. Since is surjective (Lemma 2.3) but not injective, is not bijective; hence the readout does not identify each source state uniquely , the states and share the readout value . We emphasize that this argument is direct and invokes no separating hypothesis: Theorem 3.4 is unavailable here, since Assumption 3.3 is not among the hypotheses of the present theorem, and it is not needed , the witness (13) exhibits the noninjectivity outright.
(N2) This is Lemma 2.3, which used only -invariance and surjectivity of , and is untouched by (13). The point deserves emphasis: exactness of the readout and failure of source completeness are perfectly compatible. Losing the fiber’s internal structure is not a defect of exactness; it is what exactness of a noninjective quotient means.
(N3) Suppose such existed. By Lemma 3.2((1)(2)), would be constant on -fibers. But places in one fiber while ; contradiction.
(N4) is surjective by Lemma 2.7. Set and consider Both lie in ; they are distinct, because their second coordinates differ by (13); and sends both to . Hence is not injective, i.e. some fiber of has at least two points, which is what “ properly refines ” asserts.
(N5) Proved as Theorem 4.6 below.
(N6) By construction (1), , so any two raw realizations related by a declared redundancy have already been identified. Since in , no such redundancy relates their representatives; a fortiori no relabelling in the declared class maps one to the other. Cf. (2). ◻
Theorem 4.6 (Universal property of the minimal target completion).
Let be any exact extension sufficient for (Definition 4.3). Then there is a unique map and is surjective and satisfies and .
Proof. Existence. Since is surjective, by Lemma 3.2 it suffices to check that is constant on the fibers of . Let . Then:
Hence . Lemma 3.2 now supplies a unique with , which is also the asserted uniqueness.
Surjectivity. is surjective onto (Lemma 2.7) and factors as ; hence .
Compatibility. For : , and since is surjective, on all of . Likewise , giving . ◻
Remark 23 (Direction of the universal map, and what it means).
The map runs from an arbitrary sufficient extension onto , not the reverse. The reading is: is the coarsest sufficient extension , it retains exactly the readout plus the answer to and nothing else , and any other sufficient extension, being at least as fine, projects onto it. In categorical language is terminal in the category of exact extensions sufficient for (with morphisms the maps commuting with the ’s), and terminality gives both the uniqueness of and, in the usual way, uniqueness of up to canonical isomorphism. It is exactly the wrong intuition to expect a map : a completion that remembers more than requires cannot be manufactured out of ’s answer.
Corollaries: relation, linear, and equivariant forms
Corollary 4.8 (Relation form).
Let be an invariant relation and suppose is active in , meaning factors as for some . If varies on some -fiber and that variation changes , i.e. there are with and , then all conclusions of Theorem 4.5 hold, and properly refines .
Proof. The hypothesis says exactly with , i.e. (13); apply Theorem 4.5. For the last claim, (else would take equal values), so while identifies them, exactly as in the proof of (N4). ◻
The qualification in Corollary 4.8 is not decorative. Mere variation of on a fiber is not enough for a target obstruction: if is constant on the values takes in that fiber, the target does not see the variation. Obstruction is always relative to a target.
Corollary 4.9 (Bounded-linear observation form).
Let be bounded, let , and let (corestricted to ), so that -fibers are the cosets . Let be a target. If there exist and with then is a non-source projection for in the sense of Theorem 4.5: no function of alone computes on all of , and every exact extension sufficient for surjects onto and therefore distinguishes the cosets and .
Proof. , so ; with (14) this is the witness (13) with , . (Note follows from (14).) Apply Theorem 4.5 and Theorem 4.6. That every sufficient extension separates the two cosets: if , sufficiency (11) would force , contradiction. ◻
We note what Corollary 4.9 does not assume: no closed range (that was needed only for the Banach-space isomorphism (8), not for the set-level obstruction), no self-adjointness, no linearity of . If happens to be a bounded linear functional , then (14) holds for some iff , a clean spectral criterion, and a good way to test the hypothesis in a concrete linear model.
For the equivariant obstruction we first fix notation.
Definition 4.10 (Group action, stabilizer, fixed set).
Let a group act on and on , and suppose is equivariant: for all , . For let be its stabilizer. Equivariance implies acts on the fiber : if and then . Write the fixed-point set of that action A -equivariant source selector is a map with and for all .
Corollary 4.11 (Symmetry-compatible reconstruction obstruction).
In the setting of Definition 4.10, if there exists with then no -equivariant source selector exists. In particular, no reconstruction rule that respects the readout symmetry can choose a source representative in every fiber.
Proof. Suppose were such a selector and let satisfy (15). Since , we have . Let . Then, using equivariance of and , As was arbitrary, is fixed by every element of , i.e. , contradicting (15). ◻
Remark 28.
Corollary 4.11 obstructs equivariant selectors only. A non-equivariant selector may well exist , indeed, for surjective, the axiom of choice always supplies some set-theoretic section with . The content is that any such section must break the symmetry : reconstruction is possible only at the cost of a choice that the readout’s own symmetry group does not sanction. This is the precise sense in which the obstruction is a symmetry obstruction and not a cardinality one.
The scope of Theorem 4.5
Theorem 4.5 is conditional on four supplied objects: the source domain , the physical equivalence used to build it, the readout , and the essential witness (13). It derives none of them. Its strength is precisely delimited: once those four are established for a model, the non-source conclusion follows with no further interpretive step , one does not additionally need to argue that the projection “loses something real”, because the witness (13) says so in the model’s own terms. Its weakness is equally precise: it says nothing whatever about whether our universe supplies them. We return to this in §10, and we do not claim more anywhere.
Example 4.13 (Finite source, nontrivial fiber, proper completion).
Let Assume the model has already reduced by , so are pairwise physically inequivalent. Take the target with and Then (13) holds with the pair . Compute the minimal target completion: a three-element set. The projection sends , , ; it is surjective, and its fiber over has two elements, so it is not injective , properly refines , as (N4) requires. Note also that is here a bijection, so in this example happens to recover completely; that is an accident of separating from , not a general feature. Indeed, modify the target to , . Now is fiber-constant, hence descends (, ), , and is complete relative to while remaining kinematically incomplete. Both targets, one readout: obstruction is target-relative, and Corollary 3.6 bites only for families that separate , does not separate from .