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Shadow Theory

Geometric Realization of Completed Source Relations Descent, Orbit Spaces, Invariant Relations, and Variational Response in Shadow Theory

Curvature, holonomy, and invariant global relations

Jeremy RodgersSection 5 of 12Original PDF ↗Publication DOI ↗

Curvature, holonomy, and invariant global relations

Curvature and the Bianchi identity

The curvature of the connection AA is the g\mathfrak{g}-valued 22-form FA  =  dA+A∧A(equivalently FA=dA+12[A∧A]),(22) F_A \;=\; \mathrm{d}A + A\wedge A \qquad \bigl(\text{equivalently } F_A=\mathrm{d}A+\tfrac12[A\wedge A]\bigr),\tag{22} in the matrix convention of Definition 3.1. Under a gauge transformation represented locally by h ⁣:U→Gh\colon U\to G, A  ⟼  Ah=h−1Ah+h−1dh,FA  ⟼  FAh=h−1FA h,(23) A \;\longmapsto\; A^{h}=h^{-1}Ah+h^{-1}\mathrm{d}h, \qquad F_A \;\longmapsto\; F_{A^h}=h^{-1}F_A\,h ,\tag{23} so FAF_A transforms in the adjoint representation: it is a section of Λ2T∗M⊗adP\Lambda^2T^*M\otimes \mathrm{ad}P, and is not itself gauge invariant, though its Ad⁡\operatorname{Ad}-invariant polynomial functions are. The Bianchi identity is DAFA  =  dFA+[A,FA]  =  0,(24) D_A F_A \;=\; \mathrm{d}F_A + [A,F_A] \;=\;0 ,\tag{24} an identity, not an equation of motion [6].

The Levi-Civita connection ∇\nabla of gg is the unique affine connection with ∇g=0,Tor⁡(∇)=0,(25) \nabla g=0, \qquad \operatorname{Tor}(\nabla)=0 ,\tag{25} with Riemann tensor RρσμνR^{\rho}{}_{\sigma\mu\nu}, Ricci tensor Rμν=RρμρνR_{\mu\nu}=R^{\rho}{}_{\mu\rho\nu}, scalar curvature R=gμνRμνR=g^{\mu\nu}R_{\mu\nu}, and Einstein tensor Gμν=Rμν−12R gμνG_{\mu\nu}=R_{\mu\nu}-\tfrac12 R\,g_{\mu\nu} [12].

Invariant global relations

Definition 4.1 (Invariant geometric relation).

A map J ⁣:Cgeo→VJ\colon\mathcal{C}_{\mathrm{geo}}\to V into a set VV is an invariant geometric relation if it is constant on the arrows of Ggeo\mathfrak{G}_{\mathrm{geo}}, i.e. J(Ψ)=J(Ψ′)J(\Psi)=J(\Psi') whenever there is an arrow Ψ→Ψ′\Psi\to\Psi'. Equivalently, JJ factors uniquely through q ⁣:Cgeo→Sgeoq\colon\mathcal{C}_{\mathrm{geo}}\to S_{\mathrm{geo}}, defining Jˉ ⁣:Sgeo→V\bar J\colon S_{\mathrm{geo}}\to V. We write JJ for both maps when no confusion arises.

Invariance under Ggeo\mathfrak{G}_{\mathrm{geo}} means invariance under both gauge transformations and allowed diffeomorphisms (including preservation of orientation and time orientation). Both are required; neither alone suffices.

Example 4.2 (Integral invariants).

Assume MM compact without boundary, or that Cgeo\mathcal{C}_{\mathrm{geo}} imposes decay/boundary conditions rendering the following integrals absolutely convergent. Then each of JEH(Ψ)=∫MRg d ⁣vol⁡g,JYM(Ψ)=∫M⟨FA∧∗FA⟩,Jtop(Ψ)=∫M⟨FA∧FA⟩(26) J_{\mathrm{EH}}(\Psi)=\int_M R_g\,\mathrm{d}\!\operatorname{vol}_g, \qquad J_{\mathrm{YM}}(\Psi)=\int_M \bigl\langle F_A\wedge \ast F_A\bigr\rangle, \qquad J_{\mathrm{top}}(\Psi)=\int_M \bigl\langle F_A\wedge F_A\bigr\rangle\tag{26} is an invariant geometric relation. Gauge invariance of the latter two follows from (23) with the Ad⁡\operatorname{Ad}-invariance of ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle; diffeomorphism invariance follows because each integrand is a top-degree form built naturally from the fields and ∫Mf∗ω=∫Mω\int_M f^*\omega=\int_M\omega for orientation-preserving ff (the Hodge star is natural: f∗(∗g′η)=∗g(f∗η)f^*(\ast_{g'}\eta)=\ast_{g}(f^*\eta) when f∗g=g′f_*g=g' and ff preserves orientation). Concerning normalization, we make no claim beyond the following, which is all that is used: for MM compact oriented without boundary and GG compact, the de Rham class of the Chern–Weil form ⟨FA∧FA⟩\langle F_A\wedge F_A\rangle is independent of AA and represents (up to a normalization constant depending on the chosen Ad⁡\operatorname{Ad}-invariant form ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle and on the conventions for the Chern–Weil homomorphism) a characteristic class of PP in HdR4(M;R)H^4_{\mathrm{dR}}(M;\mathbb{R}) [4, 8, 7]. Hence JtopJ_{\mathrm{top}} is constant on each topological sector. We do not assert a specific integrality normalization here; any such normalization is a convention that must be fixed together with ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle, and none of the results below depend on the choice.

Example 4.3 (Spectral relations).

Let D[Ψ]\mathcal{D}[\Psi] be an operator constructed naturally from the configuration data (g,A,Φ,B)(g,A,\Phi,\mathcal{B}), together with a specified domain determined by B\mathcal{B}. Then any function of D[Ψ]\mathcal{D}[\Psi] that is invariant under isomorphism is an invariant geometric relation. The spectrum, when it is well defined, is the leading example. The precise statement requires care, and we distinguish two cases.

(i) Intertwining. An arrow F ⁣:Ψ→Ψ′F\colon\Psi\to\Psi' of Ggeo\mathfrak{G}_{\mathrm{geo}} induces a linear isomorphism UF\mathcal{U}_F from the space of sections over Ψ\Psi to the space of sections over Ψ′\Psi', carrying the domain of D[Ψ]\mathcal{D}[\Psi] onto the domain of D[Ψ′]\mathcal{D}[\Psi'] and satisfying the operator intertwining relation D[Ψ′]∘UF=UF∘D[Ψ].(27) \mathcal{D}[\Psi']\circ\mathcal{U}_F=\mathcal{U}_F\circ\mathcal{D}[\Psi] .\tag{27} This holds by naturality of the construction and requires no metric structure on WW. It already implies that any relation depending only on the operator up to linear isomorphism (its spectrum as a set, when the operator is, say, closed with nonempty resolvent set) is Ggeo\mathfrak{G}_{\mathrm{geo}}-invariant.

(ii) Unitary equivalence. If, in addition, the representation ρ\rho is unitary (or, more generally, WW carries a ρ\rho-invariant Hermitian inner product), the associated bundle carries a bundle metric preserved by F^ρ\hat F_\rho, the base measure d ⁣vol⁡g\mathrm{d}\!\operatorname{vol}_g is preserved by the allowed ff, and the declared boundary conditions define a self-adjoint realization of D\mathcal{D} on the resulting Hilbert space, then UF\mathcal{U}_F is unitary and (27) is a unitary equivalence. In that case the spectrum as a multiset (with multiplicities), the heat trace tr⁡e−tD\operatorname{tr}e^{-t\mathcal{D}}, zeta values, and eigenvalue gaps are all invariant geometric relations.

An arbitrary finite-dimensional ρ ⁣:G→GL(W)\rho\colon G\to\mathrm{GL}(W) is not unitary, so case (ii) requires its stated hypotheses; absent them, only the intertwining statement (i) is available. In either case the specification of the domain is essential: without it the spectrum is not a function of [Ψ][\Psi], and distinct self-adjoint extensions yield distinct invariant relations.

Holonomy and Wilson observables

Let γ\gamma be a piecewise-smooth closed curve in MM based at x∈Mx\in M, and let p∈Pxp\in P_x. Parallel transport of AA along γ\gamma starting at pp ends at p⋅ap\cdot a for a unique a∈Ga\in G; writing Hol⁡γp(A):=a\operatorname{Hol}_\gamma^{p}(A):=a, a change of starting point p↦p⋅bp\mapsto p\cdot b gives Hol⁡γp⋅b(A)=b−1Hol⁡γp(A) b\operatorname{Hol}_\gamma^{p\cdot b}(A)=b^{-1}\operatorname{Hol}_\gamma^p(A)\,b. In a local trivialization with gauge hh, this reads Hol⁡γ(Ah)  =  h(x)−1 Hol⁡γ(A) h(x).(28) \operatorname{Hol}_\gamma(A^{h})\;=\;h(x)^{-1}\,\operatorname{Hol}_\gamma(A)\,h(x) .\tag{28}

Proposition 4.4 (Gauge invariance of holonomy class and Wilson observables).

For a fixed based loop γ\gamma, the conjugacy class [Hol⁡γ(A)]conj∈G/ ⁣ ⁣∼conj(29) \bigl[\operatorname{Hol}_\gamma(A)\bigr]_{\mathrm{conj}} \in G/\!\!\sim_{\mathrm{conj}}\tag{29} is independent of the choice of p∈Pxp\in P_x and is invariant under all gauge transformations. Consequently, for any finite-dimensional representation σ\sigma of GG, the Wilson observable Wγ,σ(A)  =  tr⁡σHol⁡γ(A)(30) W_{\gamma,\sigma}(A)\;=\;\operatorname{tr}_\sigma \operatorname{Hol}_\gamma(A)\tag{30} is gauge invariant. If AA is flat, Wγ,σW_{\gamma,\sigma} depends on γ\gamma only through its free homotopy class.

Proof. Independence of pp and gauge invariance are immediate from (28), since a conjugacy class is invariant under conjugation and tr⁡σ\operatorname{tr}_\sigma is a class function. The final statement holds because for flat AA parallel transport depends only on the homotopy class of the path rel endpoints, and a free homotopy of based loops changes the holonomy by conjugation, which tr⁡σ\operatorname{tr}_\sigma does not see [6]. ◻

Loops and diffeomorphism invariance

Proposition 4.4 concerns gauge invariance only. A Wilson observable attached to a fixed loop γ⊂M\gamma\subset M is in general not invariant under the allowed diffeomorphisms, because a diffeomorphism ff moves the loop: Wγ,σ(f∗A)=Wf−1∘γ,σ(A)W_{\gamma,\sigma}(f_*A)=W_{f^{-1}\circ\gamma,\sigma}(A), and f−1∘γ≠γf^{-1}\circ\gamma\neq\gamma in general. Three constructions restore genuine Ggeo\mathfrak{G}_{\mathrm{geo}}-invariance. They are mutually exclusive as declarations, and a model must state which it adopts; each is used somewhere below.

(L1) Include the loop in the configuration. Enlarge the tuple (2) to (M,g,P,A,Φ,B,γ)(M,g,P,A,\Phi,\mathcal{B},\gamma) and extend the arrows of Ggeo\mathfrak{G}_{\mathrm{geo}} to carry γ\gamma to f∘γf\circ\gamma. Then Ψ↦Wγ,σ(A)\Psi\mapsto W_{\gamma,\sigma}(A) is invariant on the enlarged groupoid by construction: Wf∘γ,σ(f∗A)=Wγ,σ(A)W_{f\circ\gamma,\sigma}(f_*A)=W_{\gamma,\sigma}(A), since parallel transport is natural under bundle isomorphisms. The loop is then part of the source data, not a background structure, and SgeoS_{\mathrm{geo}} is correspondingly enlarged.

(L2) Use an invariant constructed from the whole loop space. Examples: the set of Wilson values {Wγ,σ(A):γ∈Ω(M,x)}⊆C\{W_{\gamma,\sigma}(A):\gamma\in\Omega(M,x)\}\subseteq\mathbb{C} (a subset of C\mathbb{C}, hence unaffected by any relabelling of loops); the holonomy group Holx(A)≤G\mathrm{Hol}_x(A)\le G up to conjugacy; or, for flat AA, the holonomy homomorphism π1(M,x)→G\pi_1(M,x)\to G taken modulo conjugation and modulo the outer action of f∗f_* on π1(M,x)\pi_1(M,x). Each is Ggeo\mathfrak{G}_{\mathrm{geo}}-invariant without enlarging the configuration, precisely because the diffeomorphism permutes the loops over which the construction ranges.

(L3) Let the declared data pin a homology class. If B\mathcal{B} distinguishes a class c∈H1(M;Z)c\in H_1(M;\mathbb{Z}) that every allowed diffeomorphism preserves, and if the observable depends on γ\gamma only through cc, then it is invariant. This is what happens in Section 6: there G=U(1)G=U(1) is abelian and AA is flat, so Hol⁡γ(A)\operatorname{Hol}_\gamma(A) depends on γ\gamma only through its class in H1(S1;Z)≅ZH_1(S^1;\mathbb{Z})\cong\mathbb{Z}; the allowed diffeomorphisms are declared to be the orientation-preserving ones, which act trivially on H1(S1;Z)H_1(S^1;\mathbb{Z}); hence Hol⁡γ0(A)\operatorname{Hol}_{\gamma_0}(A) is a genuine function on SgeoS_{\mathrm{geo}}. (Under an orientation-reversing diffeomorphism the generator is sent to its inverse and Hol⁡↦Hol⁡−1\operatorname{Hol}\mapsto\operatorname{Hol}^{-1}; this is exactly why the orientation is part of the declared data.)

Remark 24 (Curvature does not determine transport).

Local curvature and global transport are related but not interchangeable. Curvature is the infinitesimal holonomy: the Ambrose–Singer theorem [2, 6] states that the Lie algebra of the holonomy group of a connection on a connected principal bundle is spanned by the curvature values FA(X,Y)F_A(X,Y) at points reachable from the base point by horizontal curves, transported back along those curves. Nevertheless holonomy around noncontractible cycles is not determined by FAF_A: flat connections with FA≡0F_A\equiv 0 can have arbitrary holonomy homomorphisms π1(M)→G\pi_1(M)\to G up to conjugacy. This is not a formal curiosity; it is the content of the Aharonov–Bohm effect [1] and of the Wu–Yang analysis of the global significance of gauge potentials [13], in which the physically operative datum is a holonomy in a region where the field strength vanishes identically. Section 6 is the sharpest mathematical illustration: there FA≡0F_A\equiv0 identically, and yet the reduced source is a full circle of physically inequivalent configurations, completely parametrized by holonomy.

Remark 25 (No finite separating list of curvature scalars).

It is not assumed anywhere below that a finite family of curvature scalars, or any fixed finite family of local invariants, separates arbitrary Lorentzian geometries. It does not: in Lorentzian signature there exist non-flat metrics all of whose polynomial scalar curvature invariants vanish identically, and which therefore cannot be distinguished from flat space by any such family; the plane-wave and more general Kundt-type “VSI” spacetimes are the standard examples [10]. Separation is therefore never invoked as a general fact. Where it is needed it is proved on the restricted domain of the model, as in Theorem 6.5.

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